AVP/VP – Control Room Compliance recruitment
Responsibilities:
- As a VP in Control Room, you will be part of a team of 5, reporting directly to the Head of Compliance. Some of your core duties include:
- Identify and escalate potential Conflicts of Interests to management for action.
- Maintain Watch and Restricted List and clear daily research reports
- Work closely with businesses to provide comments on Global Capital Markets related research guidelines coordinate review of pre-deal process.
- Managing the flow of material, and managing wall crossings
- Perform trade reviews for abnormalities and breaches and clear staff dealing request
- Provide compliance training to new staffs
- Be involved in developing and implementing policies and processes for control room function.
Requirements:
- Degree holder with 8-10 years working experience, preferably in compliance
- Control Room experience a must
- Strong attention to detail and ability to work under pressure.
- Strong communication skills - Fluent in English and Chinese
- Accurate and efficient completion of tasks
- Independent yet able to work in teams with a willingness to assume responsibility
Interested candidates, please send your CV to Roger Ngo at r.ngo@talent2.com.hk quoting job reference number BO-RN-38162. For a more comprehensive list of current opportunities, please visit http://www.talent2.com
February 26, 2012
• Tags: AVP, Control Room Compliance recruitment, Investment Banking, M & A careers in the Hong Kong SAR, VP • Posted in: Financial