BANKING & CAPITAL MARKET COMPLIANCE – VP / SVP recruitment
You will assume responsibility for compliance issues relating to Global Banking and Capital Markets. You will provide advice on application of rules and policies to specific transactions and general business activities based on an understanding of business strategies and products. Review new products and other new business initiatives. Create and implement policies and procedures to promote compliance with legal and regulatory requirements. Partner with other control functions and regional compliance. Monitor the activities of the business covered in cooperation with the surveillance area to look for instances or patterns of unusual or inappropriate activity. Identify training needs of staff and provide training. Handle regulatory reviews and enquires.
To qualify for the position, you should be a University graduate with a minimum of 8 years compliance experience. Sound regulatory knowledge. Good communication and interpersonal skills. Mature and independent.
Interested applicants should send a detailed resume to Michelle Ho by email to mho@ric.com.hk or by fax to (852) 2838 3323 quoting reference eFC1969.
(Applicants not contacted within 4 weeks should consider their application unsuccessful.)