Business Suitability Assistant recruitment
This Business Suitability Assistant role , based in the City of London, will be responsible for:
*Identification and analysis of risk issues which typically might result in client detriment, in particular unsuitable investment advice and unsuitable client portfolios
*Identifying specific, measurable outcomes which the business should aim to achieve
*Assist in the development of procedures which raise standards, meeting both the need of the client and ensuring that regulatory outcomes are delivered
*Undertaking remote assessments of client portfolios and client correspondence
*Undertaking branch visits
*Carrying out presentations as part of the branch visit programme
As such, it is expected that the successful Business Suitability Assistant will demonstrate the following skills and achievements:
* Qualifications in regulated financial planning (desirable)
* Substantial experience, ideally working in a regulatory capacity within the asset management sector
* A sound understanding of the retail financial services industry, in particular detailed understanding of rules and regulations relating to financial planning and investment.
* A good knowledge of current investment products
The Business Suitability Assistant we seek will demonstrate a desire to stay ahead and up to date with product innovation.
If this sounds like you, and you fulfil the above requirements, we'd love to hear from you. Please apply to this Business Suitability Assistant position today.
Randstad Financial Professional encourage applications from individuals of all ages backgrounds. Appointment will be made on merit alone but candidates must be able to demonstrate their ability to work in the UK. Randstad Financial Professional acts as an employment agency for permanent recruitment an employment business for temporary recruitment as defined by the Conduct of Employment Agencies Employment Business Regulations 2003 