Client Money Supervisor (CASS)
Our client, a listed brokerage, within the London Stock Exchange are looking for a candidate with a finance background to perform internal client money reconciliations for all group-regulated entities that hold their client money. The reconciliations are a daily requirement of FCA’s CASS rules.
The successful candidate is required to have experience in preparing internal client money calculations, knowledge of FCA’s CASS rule, and experience in operations or Finance in regulated financial service institutions.
Main responsibilities:
1. Perform internal client money reconciliations for all currencies
2. Identify and investigate any breaks
3. Confirm validity of source data where possible
4. Investigate significant variances between client money resource and requirement
5. Work with Reconciliation Supervisor to ensure that all entries for client money are posted correctly
6. Prepare information for CMAR submissions required under FSA rules
7. Escalate concerns to department management and CF10A as appropriate
Key skills:
1. Intermediate to Advanced Excel skills
2. Strong ICT skills to use different applications
3. Strong analytical skills
4. Ability to work unsupervised if required
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