VP, Product Control and Governance
Main Function
Working directly for the Head of Managed Solutions.
Responsibilities
The role will be responsible for the governance of Global Research Investments within Wealth and Investment Management. Focus will be on the following functions:
Oversight of the governance framework and overall control environment for the managed products business areas.
Organization of, and participation in, key product governance committees
Develop, complete and analyze annual Risk and Control Assessments for GRI product teams
Management of Internal Audits and Compliance reviews, including action plan remediation and closure
Facilitate New Product Sign-off Process and maintenance of Approved Product list
Escalation, tracking and remediation of risk events
Collation and analysis of conflicts of interest
Primary GRI contact with Operational Risk and Compliance on all risk issues
Risk Forum monthly reporting
Requirements
5 - 10+ years of experience in Product Control and Governance
Bachelor's degree
In depth knowledge of Equity, Option, Fixed Income, OTC and Managed Product/Investment Advisory product sets
Ability to present ideas to Senior Management andcreate relationships and effectively interact with Business and Infrastructure Heads, Internal and External Auditors, Product Specialists, external service providers and all levels of management.
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