Compliance Analyst
My Client, a prestigious investment bank is looking to recruit a Compliance Analyst on a 3-6 month basis. The role with have a strong emphasis on FCA approved persons and registrations.
Responsibilities include:
- Ensuring all required employees requiring FCA/PRA status are fully aware of the registration process
- Report to senior management any individuals who have not met these requirements within a given time frame
- Sending withdrawal notices for all leavers that no longer require registration
- Completing all internal employee registrations with a number of European Exchanges ensuring "fit and proper" persons are able to trade or offer investment advice
Experience
- Relevant registrations experience
- Familiarity with regulatory disclosures obligations
- Extremely organised and analytical
- The ability to work as part of a small security controlled team.
This is a great opportunity to join a well known bank. Please contact Daniel Packer, Associate Consultant at Morgan McKinley dpacker@morganmckinley.com for more details.
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