Compliance Analyst I Job
Compliance Analyst I (Job Number: 1317511)
Description
Supports management in the day-to-day efforts related to compliance with laws, rules, regulations and related policies. The incumbent collects, researches and analyzes relevant compliance- related information. Responsibilities may include verifying practices against policies, preparing of management reports and counseling business personnel on compliance with policies. Utilize Excel and Word.
Qualifications
BA/BS preferred. A combination of 5 years of education/experience preferred. This position requires knowledge of the Financial Services Industry and general knowledge of compliance concepts. Must demonstrate oral and written communication skills and the ability to understand compliance policies and procedures.
Primary Location: New York, NY, US
Internal Jobcode: 23690
Job: Investment Management
Organization: BNYM AM Operations-HR06143
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