Compliance Manager-Monitoring recruitment
Compliance Manager - Monitoring - London
My client, a large investment bank, is seeking a Compliance Manager to join their team in London on a permanent basis. The successful candidate will be carrying out compliance monitoring activities to ensure the business is operating in line with current laws, regulations, codes and the group standards.
Responsibilities:
Build close relationships with both advisory team and the business.
Prepare compliance risk assessments
Prepare monitoring plans
Carry out monitoring fieldwork/ desk reviews
Track and follow up actions identified
Provide regular updates on progress to the Team leader
Skills/Requirements
Similar experience in an investment banking environment
Experience of providing compliance monitoring or advisory support within a Global Markets business
Strong knowledge of the FSA handbook, futures exchange/clearing house rules and procedures
Proven robust interpersonal skills
Excellent communication skills with very s enior stakeholders
If you would like further details on this position, please contact me on the details below.
Amreet Rai
Compliance Consultant
Arai@mcgregor-boyall.com