Compliance Monitoring Manager / Investment Banking & Markets
Our client, a global financial institution is looking for a Compliance Monitoring Manager to join their compliance team and help in ensuring that the business meets its regulatory obligations. The individual would also help in identifying and mitigating risks across the business and help promote a proactive regulatory culture.
Duties Include:
- Regularly assess the adequacy and effectiveness of policies and procedures in place to monitor the business.
- Review work undertaken by the risk assessment process to ensure that it is line with the firm’s business practices and methodology.
- Promote awareness within the business of applicable regulatory standards and industry best standards.
- Identify areas where regulatory risk standards can be enhanced and assist in their effective implementation.
- Provide input to senior management in regards to regulatory policy and strategy development.
- Ensure that compliance risk assessments are aligned to currently regulatory issues and specific product and business areas.
- Lead or assist in any ad hoc projects when necessary
The preferred candidate will ideally have either an investment banking, wholesale banking or markets background. They will also be able to demonstrate a strong understanding of conducting audit style reviews of a business/product area. You should also possess excellent communication and interpersonal skills and be able to interact at all levels of business effectively.
If you are interested in this opportunity, please email your C.V. to inan@altussearch.co.uk or call Inan Rashid on 020 7430 1831 or 0797 9975585 for a confidential discussion.
Altus Search Ltd is acting as an employment agency in relation to this role.
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