Compliance Officer (AVP level)
You will be involved in providing compliance advisory on regulatory matters and issues. You will provide compliance inputs on transactions and products and will conduct post-trade regulatory compliance surveillance reviews.
Key requirements:
- good degree with at least 5 years' experience in securities, futures and FX
- familiar with SFA, FAA, CTA and exchange rules
- candidates with audit, compliance or operational risk background preferred
- good communication and interpersonal skills
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