Director of External Reporting

Primary Duties and Responsibilities:

• Prepare all externally-used financial statements, financial disclosures and reports, including SEC filings (mainly Form 10-Q and Form 10-K)

• Oversee the XBRL filing initiative

• Assist in the research and application of technical accounting guidance and in the preparation of position papers to ensure compliance with GAAP and SEC rules and regulations

• Assist in the creation of process and procedures to ensure timeliness of reporting

• Prepare procedural, disclosure and general form checklists

• Interact with external auditors for quarterly reviews and year-end audits

• Interact with peers in other departments for best practice developments and process improvements

• Prepared quarterly compliance certificates in accord with credit facilities

• Assist in preparation of FOCUS reports, SIPC filings and other financial reports required by FINRA

 

Education / Certification:

• Bachelor’s degree in accounting required

• CPA required

• MBA and/or Master’s degree in accounting preferred

 

Experience Required:

• SEC registrant reporting requirements

• Investment management knowledge a plus

• SEC registrant reporting requirements

• Investment management knowledge a plus

 

Skills and Abilities:

• Strong organizational, communication and interpersonal skills

• Strong technical accounting and research skills

• Strong problem-solving and analytical skills

• Ability to interpret complex financial reports

• Ability to balance multiple tasks

• Proficiency in Microsoft Office Suite, specificall

August 27, 2013 • Tags: , • Posted in: Financial

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