Discretionary Investment Manager – Leeds recruitment
Core Responsibilities:
• Manage client relationships and manage discretionary portfolios.
• Monitor and review portfolio strategy and investment on a general and portfolio specific level, applying the principles of Suitability, TFC and KYC.
• Ensuring that a first class service is provided to all clients, at all times and in a timely manner.
• Combine with established team and office personnel to develop and advance the business.
• Understand and comply with all of the FSA regulations and principles applying to the role as an Approved Person with the FSA.
• Interact with all team members to ensure the smooth management of clients’ accounts, understanding the functions and roles that all personnel play in this client service.
• Maintain an up-to-date knowledge of markets and products.
• Building and developing of a client base – nurturing the client referral momentum and identifying new business opportunities.
• Support and assist in team and office marketing initiatives.
• To perform all necessary actions required to comply with all FSA rules and regulations applicable to the role.
Requirements Experience
A high level of experience in client relationship management and managing discretionary portfolios on behalf of clients is a prerequisite.
• CF30
• Full CISI Diploma; CISI Masters in Wealth Management or ‘equivalent approved examination’.
• RDR compliant – on-going.
• Likely to be educated to degree level.
We regret that due to the high volume of applicants only shortlisted candidates can be contacted.