Futures and Forex Compliance Manager

You will work closely with a senior management team that recognizes the critical importance of compliance as you implement policies and procedures that provide a stable foundation for the firm.  The ideal candidate will be able to combine exemplary knowledge of SRO and exchange rules with a keen understanding of the trading and clearing business in their approach to implementing compliance solutions.

This position will likely become a management role within the upcoming 6-24 months as the firm grows in customer business and scope and the candidate proves themselves as an individual contributor first.  This position may become the firm’s Chief Compliance Officer depending on experience.

Responsibilities

Minimum Qualifications

Preferred Qualifications

Next Steps

Please send a resume and salary expectations to careers@phillipusa.com to be considered for the position with compliance in the subject line.  No phone calls and do not contact Phillip businesses in other countries about this position.  Phillip Futures Inc. will not consider candidates sent by recruiters for this position.

About Phillip Futures Inc.

Phillip Futures Inc. is Futures Commission Merchant (FCM) based in Chicago, specializing in Global Derivatives and Commodities broking. Located in the historical Chicago Board of Trade Building in downtown Chicago, Phillip Futures Inc. is a newly formed Futures Commission Merchant, with a clearing membership with the CME/CBOT/COMEX/NYMEX exchanges, and plans to expand business relationships into other major global exchanges.  While the name is new to the US financial landscape, Phillip Futures Inc. has common ownership and works closely with other firms within the Phillip Capital group, which is headquartered in Singapore, with an established name in the Asia financial scene. The group has network companies operating in the financial hubs of more than 10 countries, has more than $1B in customer funds on deposit and it is a leading provider of a full range of investment services including global equities, futures, commodities, currencies, mutual funds, insurance etc. in Asia. In addition, our affiliated companies hold direct membership to a number of major exchanges around the world. PhillipCapital Group companies are clearing members of SGX (Singapore), SMX (Singapore), BMD (Malaysia), ICDX (Indonesia), HKEx (Hong Kong), OSE (Japan), and TFEX (Thailand) in addition to the CME group exchanges.

Find out more at www.phillipusa.com

June 4, 2013 • Tags:  • Posted in: Financial

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