Head of Compliance Governance & Risk
Our client, a global financial institution is looking for a Head of Compliance Governance Risk to manage a team in helping to ensure that the firm meets its regulatory obligations. The individual would help to identify and mitigate risks across a diverse number of businesses and help promote a proactive regulatory culture.
Duties Include:
- Manage a team in conducting reporting, risk and control to deliver on compliance control assessment objectives across the business.
- Regularly assess the adequacy and effectiveness of relevant reporting processes function is in place to monitor the business.
- Review work undertaken by the team in relation risk assessment processes to ensure that it is line with the firm’s business practices and methodology.
- Promote awareness within the business of applicable regulatory standards.
- Liaise with the executive committees and subcommittees of the compliance team regarding departmental objectives for upstream regulatory risks and changes to procedures and practices.
- Manage and supervise the compliance governance framework and ensure it functions effectively.
- Identify areas where regulatory risk standards can be enhanced and assist in their effective implementation of global operating model.
- Manage audit activities and potential control issues across the function.
- Ensure that compliance risk assessments are aligned to currently regulatory issues and specific product and business areas.
- Liaise with senior management and key stakeholders within the business.
The preferred candidate will ideally have a group compliance or risk background and be able to demonstrate strong management capability. You should also possess excellent communication and interpersonal skills and be able to interact at all levels of business effectively.
If you are interested in this opportunity, please email your C.V. to inan@altussearch.co.uk or call Inan Rashid on 020 7430 1831 for a confidential discussion.
Altus Search Ltd is acting as an employment agency in relation to this role.
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