KYC VP, Management Opportunity, Top Tier Investment Bank
KYC is an integral part of the Global Operations Division and supports a wide variety of activities across a range of financial markets globally. The Group is primarily involved in the initial stages of client on-boarding, and ensuring that the appropriate Customer Due Diligence and Counterparty Data Management is performed in preserving the reputation of the bank
Managing a team you will be responsible for:
- Manage BAU functions including Onboarding Know Your Customer (KYC), Periodic KYC Review (KYC Refresh) and KYC Processing (Subaccounts, Products and related KYC tasks).
- Stakeholder Management to ensure BAU teams can continue to function on a day to day basis, and fulfils KYC responsibilities within agreed service framework.
- Identify key issues and suspicions which relate to money laundering or terrorism financing, ensure appropriate investigation and escalation.
- Work closely with Financial Crime Compliance to ensure Barclays AML Policy is adhered to.
- Ensure that KYC perform adhere to the relevant regulations, guidelines and processes. This includes Global and APAC Local procedures.
- Coverage includes all asset classes, across all APAC jurisdictions.
- To manage Onboarding Know Your Customer (KYC), Periodic KYC Review (KYC Refresh) and KYC Processing (Subaccounts, Products and related KYC tasks).
- Ensure our policies and procedures are adhered to, with appropriate controls in place. Work with Risk Control Officer to continuously assess and maintain appropriate controls.
- Ensure quality of KYC through quality assurance framework, which includes continuous education and second level verification.
The successful candidate will have:
- Good understanding of the mechanics of an Investment Bank setup.
- Knowledge of regulatory implications of various asset classes
- Previous management role within a KYC or Financial Crime Compliance function
- Thorough understanding of Know Your Customer concepts
- Good awareness of AML and/or CFT regulatory environment
- People Management skills
- Strong understanding of regulations, ability to interpret them
- Strong Communication Skills
- Highly analytical and able to make appropriate decisions
- Good understanding of financial products, transactions
For a detailed JD please contact Noel Huang nhuang@astoncarter.com
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