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Manager
Position Description:The Company Wellington Management Company, LLP is one of the largest investment management firms. The company is headquartered in Boston with ten affiliate offices in the United States and around the world. With approximately $758 billion in assets under management, Wellington Management Company, LLP manages US, international and global equity, fixed income and multi-asset portfolios for institutional clients and mutual fund sponsors in 43 countries.Job Summary The Manager is a member of Investment Administration. The division provides world class operation support to investors Read more […]
Banking – Senior Litigation Lawyer (6
Leading investment bank in Hong Kong seeks a senior litigator or regulatory lawyer to join its busy APAC legal team.The responsibilities of the position cover contentious and regulator advice including managing litigation cases, providing pre-litigation advice and leading investigations by regulators across Asia.The successful candidate will take on high level of autonomy and responsibility in this position.Applicants require experience with financial disputes and/or regulatory investigations in the Asia region ideally within a major financial institution or leading private practise law firms who Read more […]
Banking – Hedge Fund (4
Global investment management firm invites applicants for a legal counsel position supporting its North Asia operations. The role will be varied covering all areas of its business including but not limited to advising on legal and regulatory issues associated with the hedge fund sector and drafting and negotiating various fund related legal documentation including placement agreements, brokerage agreements and general commercial agreements such as IT and NDA agreements.Lawyers with experience advising hedge funds on equities and prime brokerage law and documentation are encouraged to apply.For an Read more […]
CIB Operations – Wholesale Client Onboarding Manager Treasury Services – VP
Description:Client onboarding is a global team with locations in London, New York and Hong Kong. The team functions in close partnership with sales, credit, legal, compliance and operations to ensure an efficient and timely onboarding to the JP Morgan infrastructure.The EMEA Client Onboarding Manager will be based in London and be responsible for the day to day management of the EMEA Client Onboarding team that currently supports the Commodities, Credit, Rates, FX, and Equities businesses. They will be accountable for successfully onboarding new Investment Bank clients in a high quality and timely Read more […]
VP, Compliance
This leading investment bank has a new opening for a Senior Compliance Manager to join in the Compliance – Securities division team to provide compliance assistance to the Equities and FICC team!Job DescriptionIn the role you will:Provide daily trade surveillance report and conduct transaction monitoring reviewsRevising and testing the integrity of system controls by participating in testing programs and evaluating test results; and advise on policies to comply with the Hong Kong or other Asian regulatory standards to minimize potential risksWork closely and provide compliance advisory to the compliance Read more […]
VP, Wealth Management Compliance
Our client has a leading presence internationally and is one of the top leaders within investment banking industry in Hong Kong. Due to sustained growth and expansion plans, they are currently looking for a Senior Vice President to supervise a team of compliance staffs in the Private Banking division.RESPONSIBILITIESReview and comment on a wide range of policies and procedures and new product proposal to ensure these are all compliance with HKMA and SFC’s requirementsPerformed compliance review and as well as monitor staff dealingsDesign, develop and implement relevant compliance policies and procedures Read more […]
Manager/AVP, Control Room & IBD
AVP/Manager, Control Room/IBDA new role has opened up with this leading global investment bank for a compliance professional to join this well respected control room team!In the role you will provide high level support within the Control Room and IBD team inHong Kong. On a day to day basis you will liaise with senior and regional management on conflict check clearance, research clearance and provide support on trading and research restrictions.In the role you will:Support and assist line management ensure all relevant external regulations, codes of conduct and internal codes and polices;Work on Read more […]
VP /SVP, Compliance Risk Review
Hong KongLeading Global BankNewly created positionRegional coverageCompetitive packageContinued growth in the region has created a need for a dynamic individual to join their Asia Pacific Compliance Risk Review team.The RoleReporting to the Regional Head of Compliance, your key responsibilities will include:Managing a small team of Compliance Review managers to undertake on-site risk based compliance reviews in accordance with an established review schedule, budget and key risk indicators.Engaging and partnering with business advisory compliance colleagues in the region to undertake these reviews Read more […]
Early Warning Credit Analyst
A chance to start managing peopleEstablished Hong Kong BankAbout our ClientOur client is a top tier Hong Kong bank who offer a strong Retail and Corporate Banking solution to customers. They are growing in China and continue to build their business using an established platform and pride themselves on Customer Service.Job DescriptionYou will be responsible for reviewing and assessing all credit applications submitted by Relationship Manager and suggesting changes when necessary. While you don’t have direct approval authority you will monitor the status of the entire credit portfolio (SME, MNC and Read more […]
Compliance Manager
Our client has a strong presence in London and Europe and has been providing a wide range of financial products and services globally. Due to continued business expansion in Asia, they are now looking for a Compliance Manager to join this exciting team and assist on expanding the businesses in Hong Kong and Singapore.In this role you will report to the Global Head of Compliance base in London. You will be conducting regular compliance monitoring and carry out compliance advisory to different business units in relations to investment products, licensing, and related regulations. You will need to Read more […]