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Gov Rel Specialist Sr Job
Gov Rel Specialist Sr (Job Number: 1315309)DescriptionTo effectively manage the development of the BNY Mellon s position on a broad array of legislative and regulatory issues and to advance those positions to local and state legislators and regulators to advocate for favorable action that enables the Company to meet the demands of its customers for improved products and services and/or to improve corporate revenue and profits. The incumbent requires an extensive knowledge of the Corporation’s businesses, products, services and strategies and detailed understanding of the federal, state and local Read more […]
Team Lead / Manager, Market Regulations, Customer Issues
Major Purpose of Job: The Team Leader assists management in the planning, development, and implementation of regulatory programs related to area of expertise through a leadership role in a team-oriented environment. Essential Job Functions: Takes leadership role by providing input to senior managers in identifying and anticipating regulatory issues that impact the role and responsibilities of the team and developing plans to address these issues. Takes leadership role in implementing regulatory plans under the direction of senior managers by coordinating staff to accomplish goals. Assists Read more […]
Enforcement Investigator
Job Summary: The Enforcement Investigator will plan for and participate in complex investigations of potential violations of FINRA rules and federal securities laws, as part of the Enforcement Program. Essential Job Functions: Plan for and conduct investigations through gathering information and documents from broker-dealers, clearing firms, investors and other sources. Independently draft investigative memoranda, requests for information, and correspondence. Collect, reconcile, and analyze large volumes of information including trading and financial data. Develop and consolidate various factual Read more […]
Compliance Examiner – Member Regulation, Membership Application Program
Job Summary: MAP Examiners review or investigate, in the context of new and continuing membership applications, risk areas of broker-dealers and allegations of wrong-doing or other non-compliant conduct to protect investors and ensure the integrity of the U.S. financial markets. This position requires excellent analytical and communication skills, consistently high productivity levels and work quality (frequently under tight deadlines), excellent collaboration skills, and a strong commitment to ensuring that the securities industry operates fairly and honestly. Essential Job Functions: • Read more […]
Analyst III, Market Risk
Job Summary: Assist QRA in providing ongoing training and technical advice to ROOR Examination and Surveillance staff for the development and enhancement of the examination and surveillance programs and other initiatives related to market, credit and operational risk management practices and regulations. Essential Job Functions: Assist ANC examiners in all aspect of ANC examinations including: Planning (explaining complicated trading strategies and related risks, products and hedging strategies and recommending areas to focus on). Execution (meeting with and interviewing traders and risk Read more […]
Economist/Senior Economist
Role OverviewThe Office of the Chief Economist (OCE) wishes to strengthen its capacity in project and sector assessment and related policy work in its Financial Institutions group, encompassing banks, non-bank financial institutions (such as insurance, leasing, and factoring), capital markets and equity funds. A regular appointment at the Economist/Senior Economist level for a Financial Institutions’ sector expert is sought in this context. The Economist will work under the direction of the Director for Project and Sector Assessment.OCE consists of a team of around 50 economists and analysts. It Read more […]
Pricing and Liquidity Analyst Job
Pricing and Liquidity AnalystJob Requisition Number: 37801United StatesNew York – USAThe Role:Bloomberg is seeking a highly motivated and enthusiastic candidate to contribute to the development of a regulatory liquidity assessment within the Bloomberg Valuation Service (BVAL). The successful candidate will be responsible for conducting statistical analysis, model calibration and oversee part of the research activities. Key responsibilities will also include exploring current academia and market best practices in liquidity models, accessing quality controls around different approaches and suggesting Read more […]
Enterprise Content and Distribution Technical Sales Job
Enterprise Content and Distribution Technical SalesJob Requisition Number: 37537United StatesNew York – USAThe Role:The Enterprise Content and Distribution Sales Group at Bloomberg is growing at a rapid pace and we are searching for enterprising and seasoned professionals to help us expand our global sales operations. The successful candidate will be part of our Technical sales team and be responsible for the direct sales of Real-Time Data Feeds, including B-Pipe and our NewsFeeds, as well as Bloomberg Platform. Their responsibilities will also include managing accounts and providing solutions Read more […]
Global Manager of Sales Operations Job
Global Manager of Sales OperationsJob Requisition Number: 37488United StatesNew York – USAJob DescriptionBloomberg’s Enterprise group seeks a Global Manager of Sales Operations and Strategy to build and lead a world class Sales Operations organization for a fast-growing, global SaaS business. The role is responsible for the overall structure, processes, and execution for sales and the services operations, and will coordinate and drive sales forecasting, planning, and budgeting processes used within the global sales organization. The position reports into the Global Head of the Enterprise group.Responsibilities Read more […]
Documentation Analyst
About Key Cleveland-based KeyCorp is one of the nation’s largest bank-based financial services companies, with assets of approximately $97 billion. Key companies provide investment management, retail and commercial banking, consumer finance, and investment banking products and services to individuals and companies throughout the United States and, for certain businesses, internationally. The company’s businesses deliver their products and services through branches and offices; a network of 1,439 ATMs; telephone banking centers 1-800-KEY2YOU® (1-800-539-2968); and a website, Key.com®, that provides Read more […]