Paralegal

Position Description

-Serve as paralegal in the Institutional Securities (ISG) Policies and Procedures/Regulatory Counsel Group.
-Work with Compliance, Legal and Risk coverage to finalize new and revised Compliance Policies, Notices, Manuals and Supervisory Procedures across ISG Americas.
-Publish new and revised policies and procedures on the Firm's intranet and prepare the ISG Americas monthly compliance bulletin.
-Analyze/summarize daily regulatory developments for the Group's master regulatory tracker.
-Prepare and disseminate weekly regulatory updates memoranda to relevant coverage personnel.
-Conduct searches on the Firm's intranet and policy archives in response to document requests or otherwise as needed.

Skills Required

-Strong writing, analytical and organizational skills.
-Ability to demonstrate initiative and be a self-starter.
-Familiarity with Excel and Sharepoint.
-Comfortable learning additional systems and software applications.
-Experience in the compliance or legal area of the securities industry is preferred.

June 13, 2013 • Tags: , • Posted in: Financial

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