Regulatory Reporting Specialist – EMIR/ Dodd Frank/ MiFID – Trade Support – London
This role sits within our Trade Supprot division, part of Operations and will be aligned to our crucial CTB EMIR/ Dodd Frank transaction reporting project. Our Product coverage is expansive and offers the opportunity for individuals to be able to gain a wealth of broad product experience.
The candidate is sought to assist in the development of our regulatory reporting framework for the purposes of EMIR and Dodd Frank. The successful applicant will sit within the Trade Support function and work with existing subject matter experts to deliver the appropriate reporting capability according to the incoming regulation and the specified timeframes for each asset class.
The candidate will work with existing SMEs to ensure that the existing process within the Transaction Reporting System (TRS) can be built out to incorporate the requirements specified under EMIR/Dodd Frank. In summary:
- The individual will work with existing team members to ensure that our regulatory reporting requirements are met.
- Resource will work alongside both RTB and CTB teams to ensure that the solution is fit for purpose as regulatory requirements become more concrete under regimes such as Dodd Frank and EMIR.
The successful candidate would ideally be from an Ops/Compliance background and would have responsibility for the RTB Operations processes governing regulatory reporting – i.e. daily exception management, collation of MIS, liaising with IT on any issues, performing any periodic reconciliations as required by the incoming regulations, working alongside Compliance as the rules change/are tweaked.
Required experience:
- Strong Investment Banking experience - ideally from an Ops background
- Strong knoweldge and experience of regulatory reporting - ideally on EMIR/ Dodd Frank or MiFID
- Understanding of FSA rules and regulations (or equiv)
- Understanding of Risk and Control
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