Risk and Compliance Manager recruitment

The role of Risk and Compliance Manager will focus on day to day activity within our client's UK Transfer Agency service as well as our UK wrap administration business acting as on the ground compliance and risk point of contact in Glasgow.

While the remit of the role is wide, below are some of the specific matters that will need to be considered early in the appointment:

- Review in detail existing processes to ensure that they comply with regulatory and our client's standards
- Devise training plan for existing and new staff to ensure understanding of compliance implications of their role
- Liaise (potentially daily) with Operations, Technology and Product in relation to compliance matters as they relate to the UK wrap administration and UK Transfer Agency services
- Review, comment on and approve product extensions
- Represent at client compliance meetings, clarifying its position and feeding back client views
- Develop and implement the compliance monitoring review programme
- Ensure regulatory changes are correctly applied to the business
- Provide regular compliance reporting for the business
- Attend appropriate industry/regulatory events to represent their business's views
- Provide feedback on regulatory consultation papers

The role will also be complimented by a risk management remit.