Risk and Compliance Manager recruitment

An excellent opportunity has arisen within a well know brand for a risk / compliance professional who has experience in insurance, HSE , compliance and regulation. The role will be supporting the head of the team in developing awareness of relevant legal, compliance and regulatory issues across the business. You will be expected to support the Head of Legal and the Chief Executive in developing the team to be a valuable proactive and customer-orientated resource to support the needs of the business. We are looking for someone with minimum 2 years experience in advising on compliance and risk within Read more […]

May 13, 2012 • Tags: , , • Posted in: Financial • Comments Off on Risk and Compliance Manager recruitment

Audit, Risk and Compliance Manager recruitment

Key duties and responsibilities include: • Reviewing the effectiveness and efficiency of the risk management framework and processes• Assisting in identifying new risks• Reviewing the management of key risks• Ensuring that internal controls are in place and operating effectivelyUndertaking specific independent audit assurance reviewsThe job-holder’s reporting lines are to Chairs of the Audit Committees Attendance at Audit Committee meetingsDischarging all internal control activities specifically assigned to the Internal Audit function and internal controls framework. The ideal candidate Read more […]

February 4, 2012 • Tags: , , • Posted in: Financial • Comments Off on Audit, Risk and Compliance Manager recruitment

Risk and Compliance Manager recruitment

Our client is leading provider of Wealth/Asset Management Solutions to a suite of High Net Worth and Institutional clients alike. With the continued recovery and growth across European and Global Markets they are keen to bolster their Operations team with a strong and highly motivated Compliance Manager to develop further the compliance and regulatory frameworks and team currently in situ. Some of the Major Tasks associated with the role are:• Provision of advice on the design, implementation and approval of new products e.g. investment and pension products; • Provision of ad hoc advice to Read more […]

January 24, 2012 • Tags: , • Posted in: Financial • Comments Off on Risk and Compliance Manager recruitment

Risk and Compliance Manager recruitment

The role of Risk and Compliance Manager will focus on day to day activity within our client’s UK Transfer Agency service as well as our UK wrap administration business acting as on the ground compliance and risk point of contact in Glasgow.While the remit of the role is wide, below are some of the specific matters that will need to be considered early in the appointment:- Review in detail existing processes to ensure that they comply with regulatory and our client’s standards- Devise training plan for existing and new staff to ensure understanding of compliance implications of their role- Liaise Read more […]

August 13, 2010 • Tags: , • Posted in: Financial • Comments Off on Risk and Compliance Manager recruitment