Sales and Trading Compliance Officer recruitment
An urgent and exciting opportunity has arisen for a Sales and Trading Compliance Officer, to work for a top tier global investment bank.
You will be responsible for providing day-today advisory service to the European Securities Division Compliance team working within the Equity Sales and Trading franchise. You will be responsible for providing support to the various areas within the sales and trading franchise as well as being able to work in a multi dimensional business that is heavily client focused and organize their time to deal with time sensitive issues as well as daily obligations and project workload.
Responsibilities include:
- Providing day-to-day advisory service to the Cash and Trading team, Emerging markets, Program Trading and the Derivatives businesses on their various requests.
- Developing policies and procedures.
- Providing support to the rest of the compliance team both regionally and globally on various project initiatives that are underway or in planning from both a compliance perspective as well as those initiated by the business.
- Assisting in ensuring that all relevant policies and procedures are employed in the relevant sales and trading businesses across the firm.
- Working with the rest of the European Securities Division compliance team on ad-hoc EMEA initiatives and projects.
Skills and Experience:
- Good experience working in a compliance function preferably within Sales and Trading, or a Legal background supporting Financial Services activity is highly desirable.
- A pro-active, self-motivated and assertive attitude is advantageous.
- An ability to resolve conflict and deal with confrontation is beneficial.
To apply for this role you will need to possess the relevant experiences listed above.
This is a fantastic opportunity to work for a leading global investment bank.
To apply for the role you must be eligible to work in the UK.
Please contact: ycush@morganmckinley.co.uk or call: 02070920206.