Search Results
Wealth Management- Compliance Advisory
Wealth Management Compliance AdvisoryA leading Private Bank is looking for an Associate Director to come and join their advisory team. The bank is one of the bets in the market with a global reach/. They work on the biggest deals giving compliance staff exposure to further enhance their career.The team is solid and has some of the best professionals in the market; candidates will benefit from their expertise and learn about compliance and Wealth Management. The team is well respected within the bank and the market and is often used for further advice in the market.The Role:This is an advisory Read more […]
Corporate Tax Assistant Compliance Outsourcing
Continued commercial success and growth within this professional services business has led to an opportunity for an experienced accounting professional to join as a compliance assistant. This team delivers market leading outsourced tax compliance and accounting services to a range of large corporates and technology start up businesses. As an Assistant, you will be instrumental delivering a range of outsourced services to clients including corporate tax compliance; bookkeeping; management reporting and statutory accounts preparation. This position is a fixed term contract with a view to offering Read more […]
Assistant Manager Compliance Outsourcing
Continued commercial success and growth within this professional services business has led to an opportunity for an experienced accounting professional to join as an Assistant Manager. This team delivers market leading outsourced tax compliance and accounting services to a range of large corporates and technology start up businesses. As an Assistant Manager, you will be instrumental delivering a range of outsourced services to clients including corporate tax compliance; bookkeeping; management reporting and statutory accounts preparation. This position is a fixed term contract with a view Read more […]
Assistant Manager Compliance Outsourcing
Continued commercial success and growth within this professional services business has led to an opportunity for an experienced accounting professional to join as an Assistant Manager. This team delivers market leading outsourced tax compliance and accounting services to a range of large corporates and technology start up businesses. As an Assistant Manager, you will be instrumental delivering a range of outsourced services to clients including corporate tax compliance; bookkeeping; management reporting and statutory accounts preparation. This position is a fixed term contract with a view Read more […]
Advisory compliance officer
My client is a leader in banking and financial services, employing over 200,000 people across 80 countries and 5 continents. They are looking for an experienced Compliance Advisory Interim with a strong commodities background to join their Markets compliance team.Markets Compliance provides support to the London Commodity Derivatives business with a focus on the Commodity Futures Limited (CFL) entity undertaking Listed Derivative business on behalf of the firm and its clients. Also, as required, providing Compliance support to the client offering of the Fixed Income and EQD listed derivative Read more […]
Senior Manager, Business Compliance
My client is a worldwide investment firm who are looking for a compliance manager to join their team working out of their Surrey offices. Over the last 40 years my client has enjoyed great success, offering investment services and solutions that are in the best interest of their diverse global client base. By sharing their expertise, market-leading insights and entrepreneurial thinking, they have enabled their customers to make more informed choices along the path towards achieving their financial goals. They have a reputation as one of the world’s most successful investment solution providers Read more […]
Compliance Advisor- Fixed Income
A large Investment Bank is actively recruiting for Fixed Income Compliance Advisor’s to join their Markets Compliance team. Given the huge increase in regulatory obligations facing the banking industry, the firm is expanding their Compliance coverage across their trading floors. The teams are split between Interest Rates FX, Credit, Structured Products and Commodities. One of the very attractive elements to the role is that over time, you will be cross-trained in each department to ensure you have a full understanding of all of the products traded within the FICC division. The Head of the Read more […]
Operational Compliance Manager
INVESTMENT COMPLIANCE SPECIALISTSOpportunity at Leading Asset Management Firm, London CityOperational Compliance Manager | London City – £71,000 (Inc. car allowance)A leading international asset management firm is looking for an Operational Compliance Manager to oversee the firm’s investment compliance functions.If you’re looking for a new opportunity within trade surveillance and restriction monitoring, this role will provide an exciting new challenge.The firm is keen to meet with people with proven experience in a relevant asset management function and working knowledge of equity and Read more […]
Senior Compliance Monitoring Analyst
SENIOR COMPLIANCE MONITORING ANALYST NEEDEDLeading Investment Management Firm based in the CityA top European-based asset management firm is looking for a Senior Compliance Monitoring Analyst to assist the Compliance Monitoring Manager and Head of Compliance in the development and execution of a risk based monitoring programme across all areas of the UK regulated businesses. You will be responsible for undertaking both thematic and surveillance monitoring testing of systems and controls and play a key role in the development of an effective risk based assessment tool as part of the annual Read more […]
Compliance Manager
A specialist Wealth Manager is seeking a Compliance Manager to join their growing organisation. Subject to large growth in recent years, this is an opportunity to be part of an exciting period of the company’s history. As an integral member of the team, you will be in a position of real influence in the business, where you will have engagement with various senior stakeholders.As Compliance Manager, your responsibilities will include:-· Responsibility for the provision of advice, support, training and guidance on regulatory matters· Formulating solutions for the business, which ensure regulatory Read more […]