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Senior Compliance Manager
My client a leading Investment Manager based in Surrey requires a Senior Compliance Manager to join their growing business. An experienced retail Compliance professional is required to support the ongoing management and development of a specialist pensions and retirement income business and also to support the UK retirement team. This investment manager require an individual who has a background in retail advisory compliance, including file review and audit work, and who has strong technical knowledge of retail pensions and retirement advice.Your key responsibilities will include;Provide advice Read more […]
Audit & Compliance Manager
Audit Compliance Manager Job – Caerphilly My client a leading servicer of loans with more than 1 million customers is looking for an experienced Audit Compliance Manager. This exciting opportunity has arisen from the continued growth of the company. The Compliance Manager would be looking after a small team and will need to have experience in a similar position from a Financial Services organisation. The Audit Compliance Manager Job will involve:.Provide daily, weekly and monthly support to the Compliance Team ensuring that all audit work is up to date and that the results are being collated Read more […]
Compliance Officer – FX & Rates Advisory
Fixed Income Compliance Officer – VP level FX and Rates This major US investment bank requires a Compliance Officer a VP to Director level to provide real-time Compliance advice to their FX and Interest Rates Trading Floor. The principal activities of the role will be to provide primary advisory support and relationship management to the London based Fixed Income Foreign Exchange, Rates and Emerging Markets trading business. This is one of the most strategically important divisions within the bank and as a consequence, you will be highly visible within the organisation.The Candidate: Previous Read more […]
Compliance Monitoring Manager- Commercial Banking
DescriptionTop tier International Bank is looking to add a new member in their Compliance monitoring team. This role will represent an excellent platform for any individual with compliance monitoring experience to become part of an organisation with a strong reputation in the market and be part of an essential part of a financial services institution. DescriptionThe compliance monitoring manager plays an essential role within the organisation. You will be part of a growing team and your responsibilities will include the following ones:• Planning, undertaking and leading compliance reviews• Read more […]
Compliance Analyst- Global Asset Manager
The company:Major global asset management firm, with a strong focus on private equity, commodities and fixed income strategies. The firm has over $200 billion Assets Under Management globally and has offices in around 30 cities. Role Overview: You will be joining a dynamic compliance team assisting a number of teams across the organization regarding Compliance and regulatory issues.You will be part of a key team, being one of the main points of contact and will report directly to the Head of Compliance. Very unique opportunity to specialise in front office compliance issues, advising and providing Read more […]
Compliance Consultant AIFMD
Talk to a consultant Talk to Katherine Lord, the specialist consultant managing this position, located in London Contact consultant ttelephone:0203 465 0110 ffax:020 3465 0003 5th Floor, 107 Cheapside, London, London, United Kingdom, EC2V 6DB Read more […]
Senior Compliance Manager Retail Banking
A Global Retail Bank require a Senior Compliance manager to provide regulatory advice and guidance across a portfolio of basic bank products and Direct as well as Indirect Distribution Channels such as the bank’s branch network, call centres, third party sales teams, Digital and Mobile banking. You will provide regulatory support to the Global Retail Banking senior management team based in London and Hong Kong. Your key stakeholders will be specifically Global Heads of Products, Heads of Risk and Control. You will also engage extensively across wider compliance. As a Senior Manager you will Read more […]
Senior Manager Retail Banking Compliance
A Global Retail Bank require a Senior Compliance manager to specialise in unsecured loan products. You will provide regulatory support to the Global Retail Banking senior management team based in London and Hong Kong. Your key stakeholders will be specifically Global Heads of Products, Heads of Risk and Control. You will also engage extensively across wider compliance The products that you will cover will include the entire retail banking portfolio of unsecured loans with a focus on credit cards and personal loans. As a Senior Manager you will assist in the development, deployment and continued Read more […]
Senior Manager Retail Banking Compliance
A Global Retail Bank requires a Retail Compliance Specialist to join their business as a Senior Manager. The role will wit within a specialist division that provides Mortgage and Secured Loan Products. You will be required to deliver regulatory compliance advice, guidance and support to the senior management team based in London and Hong Kong. Specifically your key stakeholders will include global heads off different product lines, heads of credit as well as heads of operational risk. As a Senior Manager you will be responsible for the development, deployment and continued oversight of globally Read more […]
Contracts & Compliance Manager
Our client, a fast growing organisation, seeks a highly driven Contracts Compliance Manager for its expanding Reading office. Following a period of rapid growth and industry acclaim, the organisation is keen to recruit key positions to help ensure that the business has the support and rigour required to aid its future success.As a Contracts Compliance Manager, you will manage the contract review process, ensuring that legal terms provided by clients are acceptable and necessary amendments negotiated to protect both parties and promote successful working relationships. In addition, you will manage Read more […]