Search Results
Compliance Monitoring
Talk to a consultant Talk to Katherine Lord, the specialist consultant managing this position, located in London Contact consultant ttelephone:0203 465 0110 ffax:020 3465 0003 5th Floor, 107 Cheapside, London, London, United Kingdom, EC2V 6DB Read more […]
Compliance Auditor for a Leading Bank
One of the worlds leading banks is expanding its Internal Audit team and looking to hire an experienced compliance auditor. The role sits in the heart of the bank focussed on corporate and retail banking.The firm:The bank is one of the largest in the world and very successful. It operates globally and is a growing operation. After the economic downturn the bank has now recovered and has the aim of creating the greatest compliance and audit team in the market.Due to the markets the bank operates in and its position, candidates can expect a lot of exposure and opportunity to develop their career. Read more […]
Big 4 Manager, Investigations and Compliance
Big 4 firm now recruiting into Investigations and Compliance, both in their Financial Services team and Corporates team. Manager job opportunities have been released in both, and will incorporate fraud, ABC, financial/misconduct investigations and regulatory.The role will include leading smaller investigations and compliance assignments, where specific expertise in financial investigations and relevant legislation will be necessary. Individuals may also be responsible for leading a workstream as part of larger project. The individual will have a team working with them and will be expected Read more […]
Compliance & Reporting Analyst
Compliance Reporting Analyst Based South Manchester Working for a large European business this role will entail both finance and project management skills based in both Customer Service, Administration Finance. The purpose of the role is to drive compliance in transactional data, master data and billing’s , provide schedules reporting to credit management , transactional data and billing as well implement projects to support automation , improve compliance and simplify reporting. Approximately 50% of the role will be to provide reports on cash collection, compliance and other KPI’s and Read more […]
Financial Promotions- Compliance
Talk to a consultant Talk to Adam Jones, the specialist consultant managing this position, located in London Contact consultant ttelephone:02034650105 ffax:020 3465 0003 5th Floor, 107 Cheapside, London, London, United Kingdom, EC2V 6DB Read more […]
Compliance analyst
My client is a large worldwide banking institution looking for a team member to join the UK Registrations Licensing (“RL”) team responsible for processing individual registrations with the FCA and/or exchange registrations, ensuring that applications and withdrawals are processed effectively. The Candidate should maintain an efficient BAU process minimising the delay between new starters joining and FCA approval being obtained and timely withdrawals. They should also build relationships with key stakeholders including LOB Compliance and Business Supervision to ensure they are provided with Read more […]
Fixed Income Compliance Advisor
A top tier Investment Bank is actively recruiting for Fixed Income Compliance Advisors to join their Markets Compliance team. Given the huge increase in regulatory obligations facing the banking industry, the firm is expanding their Compliance coverage across their trading floors. The teams are split between Interest Rates FX, Credit, Structured Products and Commodities. One of the very attractive elements to the role is that over time, you will be cross-trained in each department to ensure you have a full understanding of all of the products traded within the FICC division. The Head of Read more […]
Compliance Testing Analyst/Associate
A Global Tier 1 Bank, based in the City of London, is actively recruiting for a Compliance Testing Analyst to undertake detailed reviews of their compliance framework in accordance with group compliance policy. Applicants with backgrounds in Internal External Audit, Compliance Monitoring or Operational Risk would be welcomed. The Client:A leading Global Financial Services firm that provides international investment banking, securities and investment management to a highly diversified client base across New York, Hong Kong and Tokyo. The firm has a strong compliance culture and the Testing Read more […]
Executive Director- Regulatory Compliance Advisory- Fixed Income
A leading European Investment Bank is looking to hire an Executive Director into its Fixed Income Compliance Advisory Team. The role sits on the Sales and trading side and will report straight into the head of Markets advisory.The firm:The Bank is one of the markets leading Fixed Income trading houses and covers global markets. The bank operates in high volume trading of all FICC products and is regularly top of the leader board for performance. As a Compliance Officer covering the area, you will be deeply involved in ensuring that the regulatory obligations affecting the Fixed Income division Read more […]
CORPORATE TAX COMPLIANCE SENIOR
As this leading international accountancy practice continues to grow, an opportunity to join their corporate tax compliance team.As a member of the Corporate Tax Compliance team you will provide a range of compliance services to corporate clients. Your clients will span a number of sectors.You will provide first rate services to your clients, including preparation of statutory accounts and tax returns to ensure that clients are compliant with their statutory corporate tax obligationsYour work will include the provision of accounts preparation and tax returns to ensure clients meet their statutory Read more […]