Search Results
Compliance Analyst- Debt
A top tier Investment Bank is looking for additional compliance resource to join the debt team to enable the bank to adhere to changing legislationEnsuring that the implementation and its results meet the ESMA Short Position Sovereign Debt disclosure requirements. Working closely with IT to verify and enhance the implementation.Reconciling the output with various stakeholders in order to ensure its accuracy.Data analysis of products to ensure correctly reflected. Ensure familiarity with this disclosure requirement under the control of EMEA.Previous debt experience is essential Read more […]
Specialist Compliance e Antiriciclaggio
La risorsa prescelta si occuperà di: Gestire i processi di monitoraggio e analisi normativa con valutazione di impatto sull’organizzazione e i processi della banca Fornire consulenza alle strutture aziendali in materia di Compliance e condurre le valutazioni di conformità ex ante di nuovi prodotti, servizi e canali di vendita (perimetro normativo principale: Trasparenza, Privacy, Usura, Antiriciclaggio) Condurre le attività di Compliance Risk Assessment finalizzate alla valutazione del rischio di conformità e delle azioni di mitigazione del rischio Effettuare il monitoraggio sull’avanzamento Read more […]
AML & CFT Regulatory Compliance Manager
Job Description Provide advice on AML, CFT regulatory requirements Perform KYC review and transaction monitoring checks Conduct AML, CFT training Drive the implementation of AML, CFT systems Monitor and review submissions of suspicious transactions Reports Prepare AML, CFT related reports to management and head office Roll-out other AML, CFT initiatives (eg. Questionnaires, tax crime review etc.) Any other duties as assigned by the Supervisor from time to time Person Specification Possess a recognized University Degree 4 years of AML, CFT working experience in a Bank Good knowledge of MAS Read more […]
Banking Compliance Director
Share our pride. Join our mission. As a Fortune 200 financial services company with more than $113.5 billion in owned and managed assets, USAA is on a mission – to facilitate the financial security of our members, the men and women of the U.S. military and their families worldwide. Headquartered on a showcase campus in San Antonio, TX, USAA attributes its long-standing success to its most valuable resource, our 22,000 employees. They are the heart and soul of our member-service culture. Recently Ranked #2 by Business Week in Customer Service, we are recognized for the superior service we provide Read more […]
Director of Bank Compliance
Share our pride. Join our mission. As a Fortune 200 financial services company with more than $113.5 billion in owned and managed assets, USAA is on a mission – to facilitate the financial security of our members, the men and women of the U.S. military and their families worldwide. Headquartered on a showcase campus in San Antonio, TX, USAA attributes its long-standing success to its most valuable resource, our 23,000 employees. They are the heart and soul of our member-service culture. Recently Ranked 100 Best Companies to Work For by Fortune in 2012, we are proud to receive consistently outstanding Read more […]
Compliance Associate- Global Investment Manager
Our client is a leading global asset management firm servicing a top-tier institutional client base. With an ever growing presence in the Asia market, they are seeking a seasoned compliance professional to help manage the risks of their Hong Kong business The Role Reporting to the Compliance Team Head, you will be fully responsible for: Advising the business on any regulatory or client specific issues in respect of investment opportunities Maintaining all PAD and gifts entertainment procedures Liaising with client relationship manager and other local country compliance officers to review new mandates Read more […]
Regulatory Compliance Change Manager
Carr Lyons is working with global bank which is recruiting an experienced compliance candidate to support the business in meeting its wider regulatory compliance standards. The role will monitor a wide range of global regulators and work in an advisory capacity with the business on a number of regulatory change programmes. You will be able to demonstrate a successful career in managing senior stakeholders, guiding a business through constant change while being able to keep abreast of regulatory changes to ensure the bank’s regulatory profile is not jeopardised. You will be responsible for building Read more […]
Compliance Analyst
A top tier Investment Bank is looking for additional compliance resource to join the debt team to enable the bank to adhere to changing legislation Ensuring that the implementation and its results meet the ESMA Short Position Sovereign Debt disclosure requirements. Working closely with IT to verify and enhance the implementation. Reconciling the output with various stakeholders in order to ensure its accuracy. Data analysis of products to ensure correctly reflected. Ensure familiarity with this disclosure requirement under the control of EMEA. Previous debt experience is essentialHays Specialist Read more […]
Senior Compliance Officer | International Trading House
A role as a Senior Compliance Officer with my client – an international trading house based in Singapore, is available immediately. The client is boosting its Compliance team, and looking out for an experienced candidate to join its team. The candidate will have a regional remit and will work closely with the traders, and Head of Compliance. It is a great opportunity for candidates who are looking for challenging job assignments and greater career exposure to join a leading firm with extensive presence across the globe. My ideal candidate would have strong regulatory knowledge, along with a good Read more […]
Guideline Monitoring / Mandate Compliance Manager
An exciting new role in guideline monitoring/mandate compliance has arisen in a well know investment management firm following the hire of a new senior member at CxO level.You will own the function and have full responsibilities for completion of embedding Aladdin following a successful migration as well as management of a team in the UK and offshore.This is a fantastic opportunity for someone with advanced technical and management experience knowledge to work in a front office facing role Responsibilities:* Management of a team of 7 in the UK and off shore* Ownership of the guideline monitoring/mandate Read more […]