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Compliance Department Operations Manager
Responsibilities:Primary liaison with IT to develop and enhance necessary regulatory reports by providing rule specifications and input on development. Examples include SEC large trader, enhanced blue sheet, large option positions, CFTC large trader and open interest reports.Supervise the filing of reports within Compliance and test and validate regulatory reports sent by other departments.Follow up on issues or enhancements needed to existing reports.Act as primary compliance officer for any new initiatives and business lines.Requirements:Minimum 5 years working experience in equity/options Read more […]
Compliance Surveillance Officer
Well established Chicago bank-owned international futures, equities, and options clearing brokerage firm is looking for a Compliance Surveillance Officer. The surveillance office is responsible for investigating and following up on any incidents derived from the SMARTS surveillance system, responding to regulatory requests and assisting Market Access withy any development. This position will report jointly to Equities Chief Compliance Officer and Futures Chief Compliance Officer. Responsibilities:Liaising with customers’ compliance officers in resolving inquiriesWorking with Market Access Read more […]
Equity Derivatives Valuations, IPV
The role includes: independently verify the valuation of the Bank’s exotic equity derivative trading portfolios, develop improved price testing and analysis processes, fair value procedures, model calibration and review/assessment of the pricing models and methodologies Previous exotic derivatives experience (preferably equities) in a valuations or risk management role required Contact I.T.S City To talk directly with us to discuss this vacancy and the client, please contact Gary Williams on: Email: gary@its-city.com Direct Line: +44 (0) 203 176 6646
CRM Management Information Analyst
The team is responsible for the collection and analysis of client feedback, market trends and internal performance data to assist the business in the strategic approach of the business to clients. Your responsibilities would include:Collating and processing data into the CRM database which has been gathered for the client review processData integrity checking in the CRM systemProducing various reports for Front Office (Sales and Research) and Senior ManagementAnalysing data and present conclusionsAttend client planning meetings and capture all relevant informationTake an active role in various Read more […]
Senior Mining Research Analyst
This is an opportunity to join a leading firm which has a strong global brand in equities and is known as a market leader in Australia and the APAC region. We are currently seeking a person who has the ability to conduct in depth financial analysis in to the major mining companies in the region and further develop the firms research capabilities in the mining space. You will also be responsible for the management and mentoring of some junior staff.To be a strong candidate for this postion you should be able to offer the following:A track record of financial analysis either within banking or the Read more […]
VP / Director HK Equity Derivatives Trader – Warrants Market Maker
JOB DESCRIPTION A market leading Investment bank is looking to add a VP / Director level trader to their equities trading team based in Hong Kong. The role will be to trade HK warrants / callable bull bear contacts on a market making basis. They are looking for someone with at least 4 years direct experience market making HK warrants to take a senior role on the desk. The successful candidate will also have exposure on the automated side being involved the electronic market making of warrants on the Hong Kong exchange. The successful candidate will likely have a strong technical background and Read more […]
Electronic Market Making Quant Researcher
JOB DESCRIPTION- The crème del la crème of Quantitative Researchers is needed for one of the most sought after and successful funds last year to develop alpha generating models that significantly contribute to the group’s performance. This electronic market making group trades across all futures of Equity, FX, and Fixed Income and has built on its success year on year to the point where they are making a concerted push this year to increase their market share. The idea candidate will join the London office, and have experience with developing intraday electronic market making strategies across Read more […]
Algorithm Trading Quantitative Analyst
JOB DESCRIPTION-Top tier US investment bank is urgently seeking an algorithmic trading quantitative analyst within cash equities to develop execution algorithms. The team is responsible for the research, development and management of US focused equity electronic trading products. This is an excellent opportunity to join a proven team on the execution side where the successful candidate will focus their research on the design and implementation of execution algorithms, smart order routing (SOR) and dark liquidity crossing networks. Main FunctionConduct extensive market microstructure empirical Read more […]
Algorithm Trading Quantitative Analyst
JOB DESCRIPTION-Top tier US investment bank is urgently seeking an algorithmic trading quantitative analyst within cash equities to develop execution algorithms. The team is responsible for the research, development and management of US focused equity electronic trading products. This is an excellent opportunity to join a proven team on the execution side where the successful candidate will focus their research on the design and implementation of execution algorithms, smart order routing (SOR) and dark liquidity crossing networks. Main FunctionConduct extensive market microstructure empirical Read more […]
IMD, Central Funding Desk, Secured Funding Trader (Repo/ Stock loan / FX / Collateral Management), Analyst
The Central Funding Desk of the Investment Management Division is the group that is responsible for all aspects of funding and liquidity management for all Funds in the Investment Management Division, including Repo, Securities Lending, Cash Management, Prime Broker Relationships, and Liquidity Risk Management. This is a very broad and dynamic role, and apart from the daily trading activities on the desk, the individual will be expected to be comfortable communicating globally with Portfolio Managers, Brokers and clients (both internal /external) across many different types of Funds. The Read more […]