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Vice President, Legal And Compliance, Sales & Trading Compliance Advisory recruitment
Role Description:• Provide Compliance support for Sales and Trading (equities, fixed income, commodities and futures), Investment Banking, Research, Prime Brokerage as well as central compliance matters (licensing and other regulatory applications)• Leadership – supervising a group of 3 Compliance Professionals• Advisory. Provide advice either independently or with other team members on regulatory compliance issues. • New business initiatives. Review and lead new business initiatives from a local regulatory, best practice and Firm perspective. • Compliance policies and procedures. Review Read more […]
Integration Support Analyst (Java) recruitment
OpportunityMG is a large Investment Management company dealing mainly in UK and Global Equities and Fixed Income investments.The company is looking to recruit a Integration Support Analyst to work within the Integration Application Support Team. The integration support team provides support for the Front, Middle, Back office integration functions within MG Investments business. This is a key role within MG application support as integration applications facilitate systems to systems integration as well as business to business integration.The successful candidate will be working in a role that involves Read more […]
High Frequency Trader recruitment
The firm trade across a number of asset classes and are a direct member of various exchanges in equities, fixed income and currencies. Culturally the firm are more closely aligned with a Silicon Valley technology firm than a bank or hedge fund. They are completely engaged in employing the best analytical minds whatever the industry or background. Their success has been based on their proprietary technology and complete collaboration between traders and developers. Responsibilities Include: Create and develop high performance, algorithmic trading models using math and statistics.Analyze Read more […]
Investment Compliance Analyst recruitment
This team sits directly alongside the equity trading desk providing portfolio and trading advice and support the UK based investment team. Main responsibilities include: • Offer regulatory advice to investment trading teams and real time analysis of all trades and positions • Assist in the monitoring of investment guidelines for equities, fixed income and multi manager teams • Pre trade compliance, including monitoring of applicable rules, regulations, policies and procedures • Liaise with fund mangers, investment team and trading desks to provide support on trading issues and Read more […]
Equity Derivatives Application Support Analyst (AVP) – Investment Bank recruitment
Responsibilities:• Provide hands-on application support for regional and global Equities Derivatives applications • Being the first point of contact for traders, sales people and middle office for any issues or queries around functionality, usage, OTC trade execution, pricing and static data for listed and OTC products• Develop specialist knowledge in relevant systems and local markets, sharing that knowledge, as required, with global teams• Take ownership of issues through to resolution or escalation• Pro-actively improve the quality of systems and service, and increase business Read more […]
Front Office Process Manager/ Business Manager recruitment
Front Office Process Manager/ Business Manager Banking London £80k Immediate and exclusive opportunity for an experienced Process Manager/ Business Manager, to join my European Investment Banking client based inLondonCitywith St Pauls/ Bank/ Cannon Street Moorgate all within walking distance. As result as some real growth in their Front Office results, they are seeking a Front Office Process Manager/ Business Manager to join and evaluate, analyse, re design, and project manage the development of a new Agency Lending system which is a key area of the bank- very visible across Front Office This Read more […]
Equity Analyst recruitment
This individual will be responsible for putting together financial models and covering up to ten companies, to allow the firm to leverage their own views on the mortgage and real estate market.Qualifications:Experience in knowledge of mortgage, real estate (REITS, monolines, mortgage insurers) and/or financial services equities,Proficiency in building Excel-based financial models of these companiesEquity Research experience at either a bank a hedge fund, or a junior banker who covers these industries at a bank.Demonstrated academic excellence in terms of GPA/SAT’s Read more […]
Senior Manager recruitment
Eastspring Investments, part of Prudential Corporation Asia, is Prudential’s asset management business in Asia. We are one of Asia’s largest asset managers, with operations in 12 markets, approximately 2000 employees in Asia and about US$85 billion (£53.4 billion) in assets under management (at 31 March 2012). We are one of the largest multi-national onshore mutual fund managers in the region. About half of our total assets are sourced from third party clients and we manage funds on behalf of a wide range of retail and institutional investors, including life and pension products sold by Prudential Read more […]
Back Office Application Support recruitment
Application Support SRY/438510Responsible for ensuring business continuity for Middle Office, Back Office applications to ensure users are able to carry out their day-to day tasks within their business function.Responsibilities:• Perform day-to-day operational and production support tasks for middle / back office / corporate applications (including compliance, risk management and Read more […]
VP, Internal Audit – Top Tier Investment Bank recruitment
European Investment BankLong Term Career OpportunitiesHighly Competitive Salary BenefitsOur client is a well-established European Investment Bank known for offering excellent development opportunities for high calibre candidates who wish to be part of their growth. As part of their strategic expansion, an outstanding opportunity has arisen for an experienced Internal Auditor to join their team focusing on their Equities business lines.Reporting to the Hong Kong Head of Internal Audit, you will be a member of the regional team with key focuses on Equities, Equity Derivatives, ECM and Corporate Read more […]