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Manager – Client Money recruitment
Your responsibilities will be:• Maintenance of policies and procedures in relation to Client Assets and Client Money• Have an awareness of all procedures in the US and UK relating to Client Assets and Client Money• Review and assess the impact of all internal and external initiatives/changes on Client Assets and Client Money and, where appropriate, work with line manager and Compliance to recommend appropriate and pragmatic solutions• To advise all parties concerned including in the US of any required changes and ensure action taken in good time to implementOversight• Implement and Read more […]
Internal Auditor (AVP)
The Company Leading investment bank seeking an internal auditor to join their expanding team. The Role You will be responsible for:planning and performing financial and operational audits across Asia Pacific communicating effectively with management and staff at Business Unit and Infrastructure level, both locally and overseas co-ordinating with auditors around the globe on multi-region audits to ensure timely and effective completion discussing, finalizing audit findings and the status of audit actions and events impacting the auditee’s functions and keeping on top of market and regulatory changes Read more […]
Macro Quant Analyst/ Trader – Global Hedge Fund recruitment
Greythorn are currently seeking an experienced Macro Quant Analyst/ Trader, for their client a Global and highly respected Hedge Fund based in Sydney. This role will sit within highly experience team and working very closely with the research and technology functions. In this position you will be heavily focused toward Systematic Macro Trading across Futures, Equities FX in a number of markets. Your experience will include: – 3 – 5 years experience of Global Macro Trading Strategies – Broad commercial experience across multiple asset classes – Experience of working within a research Read more […]
Financial Advisor – Investment Advisor – RIA – CFP
Skills Required: Investment/Financial Advisor, Certified Financial Planner, Series 7 License, Series 63 License, Pre-retirement/Post-retirement Market, Bonds, CD’s, Equities, Insurance, Money Market Funds Job Description: Financial Advisor – Investment Advisor – RIA – Financial Planner – Series 7 – Series 63 – CFP – Certified Financial Planner – Pre-Retirement – Post-Retirement – Stocks – Preferred Stocks – Mutual Funds – Taxable Bonds – Tax-free Bonds – Insurance – Annuities – Separate Account Management – CD’s – UIT’s – ETF’s – Trust ManagementFinancial Planner Read more […]
Wbs Registered Client Assoc 1 Job in Palo Alto, California US
Wbs Registered Client Assoc 1Assists financial consultants and financial advisors by providing sales and servicing support. Duties may include: opening accounts and processing paperwork; working with internal departments and/or directly with the client in solving service/operational issues, answering or providing information regarding procedural/sales questions, and processing client service requests (address changes, statement copies, etc.); processing the movement of funds and equities; scheduling appointments for new and existing clients; monitoring and tracking referrals and sales results; Read more […]
Market Risk Analyst (m/f) recruitment
UBS is a client-driven global financial service firm and one of the world’s leading wealth managers. UBS in Luxembourg offers the full range of investment services and products with dedicated client advisors and sophisticated product specialists and is one of the largest custodian banks and fund administrators in Luxembourg.UBS Fund Management (Luxembourg) S.A. has the overall mandate to manage the UBS investment funds governed by Luxembourg law and under the leadership of UBS Global Asset Management. This represents 230 investment funds with assets of more than CHF 100 Billion. The Risk Control Read more […]
Institutional Equity Sales Job in New York 10017, New York US
Job DescriptionAn Institutional Sales Associate for Sidoti Company, LLC will combine strong communication skills with the ability to understand and present investment ideas and set up and attend meetings with institutional investment professionals.Desired Skills ExperienceDesired skills include a strong phone presence and ability to make high volume of outgoing calls, understanding of financial statements and security analysis, and ability to verbally present complex business issues. Other responsibilities include travel and scheduling complex travel plans, managing sophisticated databases. Read more […]
Equity Derivatives Product Specialist recruitment
Join A Leading Global Banking Group As They Expand The Asian BusinessProjects Role With A Range Of ResponsibilityExcellent Package And Long Term Career Opportunities This market leading banking services firm is looking to significantly develop their Asian equities business and is investing heavily in this area for the next 5-10 years.This role will be responsible for supporting the Asian Equity Derivative business and specifically be responsible for building out the Warrants business and other Equity Linked Instruments (ELI). You will be involved in building out the operational readiness of Read more […]
BUSINESS ANALYST recruitment
Leading Financial Software ProviderExposure To Tier 1 Investment BanksExcellent Career ProspectsA market leader for investment banking trading systems with offices across the world. This FTSE 250 Company provides its trading software to 85% of Tier-one banks and has been established in the market for over 20 years. They continue to develop and enhance their systems and this is one of the main reasons why they are used throughout the banking industry. Due to the continued success within the market place, an excellent job opportunity has become available as a Business Analyst within this financial Read more […]
Java Developer – Front Office trading recruitment
Leading Global Trading House Front Office Trading systems Development role Java and/or C++ Leading Global trading systems house is looking to expand their development team here in Sydney, so we are looking for the best Java and/or C++ Developers in the Australian market – to further develop and enhance their highly regarded Front Office trading and Risk Analysis systems. In this role, you will sit within the Front Office and interact and engage the trading teams on a daily basis. Key Duties and Accountabilities: Developing new, and make improvements to a suite of Real-Time Trading and Risk Analysis Read more […]