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Project Leader for Global Regulatory Initiatives
Jordan Jordan is seeking an individual to be a strategic leader to oversee several workstreams for our client aimed at meeting regulatory reform requirements as they evolve in EMEA and AsiaPac (e.g. Hong Kong, Australia) related to sales and trading of FX OTC derivatives and all FX products impacted by upcoming regulations. The ideal candidate is London-based with a global perspective of markets reform regulation. Credentials must include prior experience in complying with previous regimes (e.g. FSA, Bank of England, etc.) for reporting, risk, trading, business conduct, etc. as well as a solid Read more […]
Singapore
FICC is involved in a broad range of financial and physical trading activities including physical commodities trading. Singapore acts as the FICC hub for Asia and FICC transacts in over-the-counter derivatives, exchange traded products, loans and capital raisings across a broad range of products including foreign exchange, debt markets, agricultural commodities, metals and energy products. Macquarie’s Singapore office is a critical location for facilitating transactions and booking new business for FICC. Macquarie currently operates in 11 Asian jurisdictions with key Asian hubs located in Hong Read more […]
Senior Risk Analyst
Join Santander and you’ll become a vital part of a business built on the outstanding service provided to our customers, as well as the award-winning products we offer. We’re one of the fastest growing banks in the UK and that is down to our people. And we recognise that as we help you develop your career you’ll be doing the same for our business.The Financial Institutions team within the Wholesale Risk Area is the local representative of the equivalent function located within the Global Wholesale Risk Area in Madrid.We are currently looking to fill a high-profile role, which will require expertise Read more […]
AVP CREDIT RISK- LEVERAGE FINANCE AND STRUCTURED FINANCE
In order to enhance the company’s growth, one of Asia’s largest financial institutions is looking for an AVP to join a small team based in Hong Kong. This nationally recognised bank is one of Hong Kong’s largest, who possesses a comprehensive range of investment banking services. With the purpose of enhancing efficiency, you will be a risk analyst whose key function is to enhance the team’s risk management due to the company’s expected substantial business growth for structures finance. In addition, you will also have the responsibility to analyse documentation, performance and risk data, implementing Read more […]
DATA ANALYST/JUNIOR RESEARCHER
Who we are As a leading, independent, global trading group, we’re all about teamwork, innovation, integrity and genuine passion for what we do. These attributes ensure we do an excellent job of providing the best derivative prices to the international market. We’re also the principal investor of our business. Having no clients’ means we’re continually investing in our own growth. As a result, we now have offices in Amsterdam, Chicago, Hong Kong, Sydney, China and Taipei. How it all started In 1986 in Amsterdam, what started out as just a few Dutch traders is now a team of over 600-strong Read more […]
Compliance TK, Control Group, Associate / Manager
Position Description Within Morgan Stanley, the Control Group in the Compliance Department is focused on maintaining the Chinese Wall and implementing Compliance policies and procedures for research and investment banking. The Control Group would utilize global policies, procedures and databases to provide seamless coverage for the Firm and conduct surveillance functions on Employees and Firm’s trading activities to identify any potential insider trading. Globally there are four Control Group locations including New York, London, Hong Kong and Tokyo. Within each Control Group there are (i) Sales Read more […]
Global Markets Compliance Manager
Responsibilities· Support and assist senior line management of Global Markets (Cash Equities, Equity Derivatives, Foreign Exchange, Futures, Interest Rates, Prime Finance and Balance Sheet Management) in Hong Kong and the Asia-Pacific region to comply with all relevant external regulations, codes of conduct, internal codes/policies and good market practice that affect Global Markets business in Asia-Pacific.· Rotation with various Global Markets Compliance teams (Central Compliance – Regulatory Licensing, handling regulatory request, trade monitoring and surveillance, and Control Room Compliance Read more […]
Director, Prime Services Compliance
Reporting to the APAC Head of Equities Compliance, you will have key responsibility for all compliance matters relating to the the prime services business in Hong Kong. There will also be a degree of oversight for the APAC region. You will analyse compliance risks and changes in the regulatory environment and advise business leaders as to the necessary impacts on the business line. This will include but not limited to current policies and procedures, existing and new products and marketing initiatives. As this is a senior management position, you will also be required to enhance key stakeholder Read more […]
Counterparty Credit Risk Manager
Job Description The Regulatory Capital and Stress Testing Group with Counterparty Credit Risk Management (CCRM) is responsible for implementing business processes necessary to facilitate compliance with challenging and changing regulations related to Basel II III and CCAR. The purpose of this position is to provide subject-matter expertise, business analysis, and support for existing systems and several significant projects that Risk Management is undertaking to meet current and future CVA stress testing needs. A key focus for this position will be to work closely with front-office, risk Read more […]
EQD Trade Management Manager
The Hong Kong Equity Derivatives Middle Office is currently a 10+ person team supporting the Equity Derivatives Front Office in Hong Kong, Australia, Japan and Korea covering numerous equity derivative products.Coverage is split into 2 teams – 1) Flow and Japan Support 2) Exotics and Convertibles SupportThe role is primarily responsible for the following:Act as primary faceoff point to the Equity Derivatives desk in Asia PacificInitiate and drive projects on process enhancements and control improvements to maximize efficiencies and minimize operational riskSupport growth of the region and revenue Read more […]