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Compliance & Legal Associate (Hedge Fund) recruitment
Key responsibilities include, but are not limited to:• Develop and maintain strong knowledge of laws, regulations and industry best practices in the compliance and regulatory arena, for both Europe and Asia• Consistently monitor and report (and formally every 6 months) on relevant developments in the compliance and regulatory arena, for both Europe and Asia • Assist with the planning and execution of compliance reviews including identifying opportunities for improvement and communicating value added recommendations• Assisting with executing corrective actions to compliance issues, including Read more […]
Legal – Paralegal & compliance Assistant, Hedge Fund, Connecticut, Attorney, Law, Legal. recruitment
Key responsibilities:Maintaining all department legal files to good order.Acting as a support to the current three attorneys the company employees.The role will include but not be restricted to: reviewing agreements, liaising with counterparties.Working on legal and compliance projects.Opening account with brokers and counterparties and keeping them updated with appropriate documentation.Attributes:The candidate should have 3 years minimum legal experience.Ideally have worked in the legal department of a hedge fund, bank or brokerage in their past.Display responsibility, maturity, excellent organisational Read more […]
Senior Legal and Compliance Officer – Switzerland recruitment
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Legal Counsel — Vice President — Worldwide Securities Services recruitment
Job OverviewPosition: Legal Counsel for JPMorgan Chase Bank, N.A. (the ‘Bank’) based in Hong Kong to advise and support the Worldwide Securities Services (‘WSS’) business. WSS’s principal activities include providing domestic and global custodial services, ADR and HKDR programmes, securities lending programs, collective investment scheme and fund support related services, and clearance and collateral management services for multi-national corporations, banks and non-bank financial institutions and government bodies worldwide. Reporting Line The position reports to the Bank’s Treasury and Securities Read more […]
LEGAL & COMPLIANCE SPECIALIST recruitment
La risorsa si occuperà in particola modo delle seguenti attività e dovrà pertanto buona conoscenza in merito a:Normativa Banca Italia;Normativa privacy;Corporate governance. Si richiede:Laurea specialistica in Giurisprudenza, Economia, Scienze giuridiche;Necessaria esperienza pregressa, di almeno 6 mesi, presso società di consulenza / banche / finanziarie in strutture di staff quali compliance/ organizzazione / internal audit / affari societari;Buona conoscenza lingua inglese;Predisposizione al lavoro di gruppo e al problem solving.Luogo di lavoro; Milano.La tipologia contrattuale ed economica Read more […]
Legal & Compliance Officer recruitment
Roles responsibilities •Principal responsibility for ensuring best practice legal, regulatory and compliance framework is defined, implemented and actively managed•Definition and active management of the business Risk Management Process•Definition and active management of the business’ Investment and Operational compliance framework, to include pre and post trade compliance monitoring•Working with HR and TPIL management to implement appropriate People Compliance Policies•First line support for Legal / Product compliance issues and owner of relationships with TPIL external counsel Read more […]
Personal Assistant Legal & Compliance recruitment
In this position, you will provide essential support to the Global Head of Legal Compliance the Head of Compliance Switzerland and other Lawyers within the team. Your daily tasks will include but will not be limited to: -The smooth running and correct procedure of all legal and compliance processes. This will involve managing regulatory documentation, updating the publication of policies and liaising with external contacts and prospective clients. -Comprehensive diary management and scheduling of meetings, travel schedules and itineraries-Corporate housekeeping and maintaining corporate files Read more […]
Legal Counsel recruitment
Our client is looking for a dedicated and pro-active individual to be one of members in the Group Secretariat Legal Department. The candidate is responsible for assisting in the provision of legal and corporate secretarial support to the Group of Companies.Key ResponsibilitiesResponsible in drafting, negotiating and reviewing legal agreements entered into by the group of companies and advising the business units on legal implications of various transactions (including cross–border MA work, insurance business).Perform corporate secretarial duties to support and/or assist the Group Company Secretary Read more […]
Subsidiary Governance Paralegal/Corporate Secretary recruitment
Key duties are as follows: Supporting corporate governance framework for US subsidiariesActing as Corporate Secretary or Assistant Corporate Secretary, and assisting in coordinating corporate secretarial activities, for regulated and unregulated US subsidiariesPlanning and preparation of materials for Board and Committee meetings, preparation and drafting of resolutions and minutes, and maintenance of corporate minute booksAssisting with preparation of corporate and other regulatory filingsPreparing documentation for indemnity for directors and officersProviding assistance and guidance, responding Read more […]
Senior Legal Advisor (Maternity Cover) recruitment
With offices in Bahamas, Gibraltar, Guernsey, Jersey, London and the UK regions employing over 500 people, we have a rich history spanning over 200 years.Wealth management has become a complex business. The choice of investments is endless and includes an increasingly diverse range of opportunities. Some are traditional while other recent innovations are as highly specialist as they are potentially rewarding. We provide an extensive range of wealth management services including banking, investment, trust and financial planning services to help clients make the right choice. *Financial Times Read more […]