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Director of Compliance, Wealth Management*
Strong prudential management has been a key to Macquarie’s success over many years. The Risk Management Group is an independent, centralised unit responsible for assessing and monitoring risks across the Macquarie Group. The Compliance Division within Macquarie’s Risk Management Group provides compliance support and advice to Macquarie’s operating businesses. Compliance staff are aligned with Macquarie’s operating businesses, assisting those businesses globally to manage their compliance risks. These, together with a strong, committed team are key drivers of Macquarie’s success.Banking and Financial Read more […]
Compliance Analyst, Wealth Management
Strong prudential management has been a key to Macquarie’s success over many years. The Risk Management Group is an independent, centralised unit responsible for assessing and monitoring risks across the Macquarie Group. The Compliance Division within Macquarie’s Risk Management Group provides compliance support and advice to Macquarie’s operating businesses. Compliance staff are aligned with Macquarie’s operating businesses, assisting those businesses globally to manage their compliance risks. These, together with a strong, committed team are key drivers of Macquarie’s success.Banking and Financial Read more […]
Compliance Manager, Wealth Management
Strong prudential management has been a key to Macquarie’s success over many years. The Risk Management Group is an independent, centralised unit responsible for assessing and monitoring risks across the Macquarie Group. The Compliance Division within Macquarie’s Risk Management Group provides compliance support and advice to Macquarie’s operating businesses. Compliance staff are aligned with Macquarie’s operating businesses, assisting those businesses globally to manage their compliance risks. These, together with a strong, committed team are key drivers of Macquarie’s success.Banking and Financial Read more […]
Compliance Analyst*
Macquarie Private Wealth (MPW), a division of BFS, is the primary relationship manager for Macquarie’s retail clients in Australia and New Zealand. Services include full-service stockbroking, on-line broking, financial planning, private banking, private portfolio management and investment planning. About the roleAs a Compliance Analyst, Wealth Management, your primary responsibility will be to assess Macquarie Private Wealth Advisor’s practices for adherence to FOFA (Future of Financial Advice), Corporations Act and other licensing obligations under AFSL. You will then identify remedial actions Read more […]
Bank Compliance Testing Associate-Mortgage
Position Description Morgan Stanley seeks a compliance testing associate to execute compliance testing covering mortgages. Skills Required • Bachelor’s Degree. MBA or CRCM certification is preferred. • Previous experience with a bank government agency preferred (e.g., OCC, FRB, or FDIC) or in a regulatory, compliance, or internal audit capacity within the banking industry. • Minimum of ten years of compliance and/or regulatory experience, with knowledge of the financial service industry, regulatory requirements, and experience in analyzing business risk and best practices. • Experience Read more […]
Transition Specialist
The Commonwealth Bank Group (the Group) is one of Australia’s leading organisations providing integrated financial services to more customers than any other Australian bank. Our customers are at the centre of everything we do and we are determined to be better than we ever have been. We have over 37,000 employees across our retail, business and institutional banking, funds management, superannuation, insurance, investment and broking businesses, as well as a range of interests around the world. As such, we offer a broad range of opportunities for our employees to continue to build on their skills Read more […]
Account Executive
The Commonwealth Bank Group is one of Australia’s leading providers of integrated financial services including retail, business and institutional banking, funds management, life insurance, superannuation, general insurance, broking services and finance company activities. Institutional Banking Markets (IBM) is responsible for the provision of products and services to nearly 3000 major corporate, institutional and government clients. This is achieved through origination, structuring and execution of on and off balance sheet products that are enhanced through the efficient application of taxation, Read more […]
Strategic Research Analyst
Senior Analyst with indepth knowledge of the Banking and Capital Markets sector is required by this prestigious global advisory firm.Based in New York, you must possess a significant knowledge of the Financial Institutions sector with a deep understanding of at least one industry sub-sector (eg. investment banking, wealth management, retail, corporate). You will draw on your wealth of research analysis experience to produce insightful analyses based on primary and secondary information. It is essential that you have expertise in writing sector focused content and producing Thought Leadership for Read more […]
Investment Adviser for Boutique Private Bank
Multi Asset Class Investment Adviser for Boutique Private Bank: Philadelphia, PA Selby Jennings are currently working an exclusive mandate for a top North American Retail and Private bank with a dominant presence down the East Coast of the US. Reporting directly into the Complex Manager for Philadelphia, they are now looking to add a senior Investment Adviser with experience covering cross asset investment products. Job responsibilities will include not only advising clients on their investments, but also a sales aspect whereby they would be required to increase the wallet share of the Read more […]
IST Senior Business Analyst / Project Manager
You’ll have a background in firm-wide risk areas (ideally stress testing or economic capital) and experience with regulatory policy and reporting. This role is offered for on a 12 month fixed term contract.The FiRST programme launched late 2010 aiming to transform the Group Finance, risk and treasury systems to enable the bank to meet the significant challenges the industry faces in meeting statutory obligations. This will result in timely, accurate and informed decisions in our markets, and to manage our asset and liability positions efficiently and effectively. FiRST is one of the largest and Read more […]