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Compliance Manager
Fantastic 6 month Fixed Term Contract Role- Extension to longer term role possible Retail Banking IFA network compliance experience preferred Key Duties Provide advice, guidance and support on regulatory issues as required.Establish a good working relationship with the local Risk team. Preparation of reports and MI for the Head of Banking Compliance. Ensure that the firm has appropriate compliance policies and procedures. Ensure that the process for classifying, investigating and reporting complaints complies with regulatory requirements Review financial promotions as required.Work with the training Read more […]
Global Standards Country Lead, RBWM
Some careers have more impact than others.If you’re looking for a career where you can make a real impression, join HSBC and discover how valued you’ll be.Retail Banking and Wealth Management (RBWM) leverages HSBC’s global retail banking expertise and wealth management capabilities to deliver a broad range of world-class retail banking solutions to millions of customers. Driving for growth in key markets around the world, the business comprises areas such as retail banking, wealth management, insurance and asset management, with a focus on customer-centric propositions and innovative and efficient Read more […]
Team Leader, Merchant Sales & Service
Team Leader, Merchant Sales ServiceGreat exposure for a Superior Leader! Sydney Olympic Park Location The Business Service Centre identify and manage the delivery of a broad range of financial solutions to its customers, sourced via the Bank’s product teams in BPB, Wealth Management and Retail Banking Services.The objective of the Business Service Centre is to provide customised products and services for clients with commercial finance and wealth management needs. The Business Service Centre provides relationship management to approximately 160,000 customers nationally. The Business Service Centre Read more […]
Information Security
Information Security – Risk Assessment / Network SpecialistInformation Risk Specialist required for our Investment Banking client based in London to be part of the Infrastructure Assessments Team involved in carrying out Infrastructure and Network Security assessments. This is a hands-off position involved in consultancy, assessments and security reviews.The breakdown of the role will be as follows:- Technology Infrastructure Assessments (35%)- Project Consultancy (15%)- Duty Officer – Firewall/URL Change requrests and reconciliation (15%)- Firewall policy reviews (15%)- Issues and Exceptions Read more […]
Lending Services Relationship Manager
Here is an exciting newly created role that supports the Relationship Executive with key stakeholder management activities by being a contact point and facilitator of escalations and investigations, issues, process and systemic improvements for Retail Banking Services Private Bank. You can expect to:Work with key stakeholders and Lending Services divisional Executives and Managers on key issues of operation, service, process and systems Be the delegate on behalf of the Relationship Executive Work closely with Senior Leaders and Managers in RBS Retail Products to proactively identify and agree Read more […]
Risk & Control Manager
High Risk Role Within HSBC certain roles are designated as High Risk Roles. High Risk Roles are those where employee malpractice could lead to significant financial and/or reputational damage through internal fraud, data loss, bribery or the leaking of confidential information. For these roles, all internal and external applicants are required to undergo a range of enhanced security/background checks as part of the pre-employment vetting process.This role has been designated as a High Risk role and any candidate hired into this role would be subject to this vetting. In the event that you are short-listed Read more […]
Senior Manager of Institutional Sales/VP of Product
Our client is one of the top tier Mutual Fund/Asset Management companies in Asia. After after more than two decades excellent business development and expansion in China, as the financial institution leader in providing comprehensive financial services including capital markets, institutional and individual securities sales and trading, fixed income, asset management, private equity, individual wealth management and research, our client achieves extraordinary achievements in finance areas including: Asset Management, Sales and Trading, Wealth Management, Research, Fix income, Asset Management, Read more […]
Financial Services Regulatory Principle Advisor
Roles and Responsibilities • Advising clients on the impact of the changing regulatory landscapes on their business models and supporting them through that change: including capital, solvency, liquidity and customer centricity. • Delivering Section 166 reviews and reporting to the FSA as part of a wider team. • Supporting subject matter experts in a range of interesting programmes and working with a very wide set of clients across the financial sector, through which you’ll gain insight and expertise in the work we do and subsequently become expert yourself. • Building and Read more […]
Senior Director, Corporate Strategy, Division of FTSE Financial Services Group
Our client is a leading financial services group based in London. They are now looking to add a Senior Director level professional, Strategy, to one of the main divisions. The focus will be the formulation of strategic decisions, generating solutions and initiating action which will contribute to profit and loss in the short, medium and long term. You will influence and articulate strategy including accountability for creation of annual strategy document including vision, strategic priorities, core/non-core business analysis. You will work with business MD’s to develop business level strategies. Read more […]
Director, Financial Services Operations Transformation, Advisory, Sydney
Our Financial Services Operations Transformation practice is a strategic priority for our Advisory practice. This practice is growing rapidly and we are hoping to find a seasoned commercial Financial Services Performance Improvement leader to help our clients shape, orchestrate and deliver complex transformational change programmes. As a Director in the practice you will work with many of the world’s leading banks, wealth managers, superannuation funds, and non-banking financial institutions through their most pressing issues. Whether we are helping clients to improve the customer experience, increase Read more […]