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VP, PRIVATE BANKING COMPLIANCE recruitment
Reporting to the Head of Compliance in Hong Kong, you will be responsible for providing compliance advice with regard to private wealth management on internal compliance standards, policies and procedures in respect of suitability, cross-border matters, etc. Track all relevant meetings, surveys and reviews with regulators as it pertains to the PWM business, assess all new alerts, circulars and other regulatory notifications to ensure that relevant documents are being provided on a timely basis. Participate in regional and/or global compliance group meetings that determine strategies and priorities Read more […]
Project Manager – Risk & Remediation
Morgan Stanley is a global financial services firm and a market leader in investment banking, securities, investment management and wealth management services. With more than 1,200 offices in 42 countries, the people of Morgan Stanley are dedicated to providing our clients the finest thinking, products and services to help them achieve even the most challenging goals. Since its establishment in 2006 the Technology division in Budapest has grown rapidly to over 300 professionals. The teams are part of a global technology organization that is responsible for the development, Read more […]
Engagment Manager recruitment
Ascend Consulting is a division of iSoftStone, which is a global IT consulting and outsourcing firm. The Ascend group is focused on business process and technology consulting within Capital Markets and the LA Insurance markets . We find solutions and implement change throughout our Fortune 500 clients primarily in New England, New York, and North Carolina. Our clients use our services to improve their business and technology processes, and our approach provides a disciplined management model, focused on performance and user interface delivery.Become an integral part of one of the areas fastest Read more […]
Product Governance Manager recruitment
Product Governance Manager Our client, a Global Wealth Management and Private Banking organisation is looking to hire a Product Governance Manager to be based in Hong Kong on an initial contract basis with a view to the role becoming permanent after 6 months. The product manager will have overall responsibility and accountability for managing one or two products. They will work closely with other Product Governance Managers and the business in ensuring the overall governance and oversight responsibilities of product management. The product manager will be responsible for all day-to-day product Read more […]
Systems Administrator / Engineer (VOIP, Networking, Servers) recruitment
The CompanySYSTEMS ADMINISTRATOR / ENGINEER (VOIP, NETWORKING, WINDOWS SERVER, LINUX) – Wealth / Investment Services Based in the City of London, a leading Investment Services organisation is looking for a high-calibre 3rd line VOIP Network/Server Administrator / Engineer. to join their growing Technology Team. The organisation is a UK private client investment management arm of a diversified financial services company headquartered in the USA. They offer a complete wealth management service to independent private client investment managers providing advisers with exceptional support, appropriate Read more […]
Client Documentation (KYC / Account Opening) Specialist, Private Bank recruitment
JPMorgan Chase Co. is a leading global financial services firm with assets of more than $2 trillion, over 200,000 employees and operations in over 60 countries. The firm is a leader in investment banking, financial services for consumers and businesses, financial transaction processing, asset and wealth management, and private equity. Under the J.P.Morgan, Chase and Bank One brands, the firm serves millions of consumers in the United States and many of the world’s most prominent corporate, institutional and government clients. It operates across six business segments including Investment Banking, Read more […]
Senior Compliance Officer recruitment
– You will be responsible for the compliance coverage of Wealth Management in Hong Kong, liasing with regulatory authorities and auditors (internal and external) when related to compliance issues.- Carry out investigations into breaches and complaints. Regular reporting to Head Office on compliance issues- Ensure compliance with local regulations, implement monitoring measures and enforcing internal policies and controls- Advise different business functions on compliance issues as well as providing traning on compliance and raising the profile of complince within the business.- Assist in supervising Read more […]
Leading Global Investment Bank seeks Junior Lawyers – Germany based recruitment
A leading global investment bank is looking for junior lawyers to join their legal department in their headquarters in Berlin. The role offers a huge amount exposure for such a junior position, with successful candidates working directly with the banks leading wealth management and asset managers in both the UK and New York markets.The department is growing rapidly due to huge success over the last 12 months, and the team supports all aspects of the bank allowing candidates to gain exposure to multiple markets and later choose a specialty. The role includes unrivalled training from the banks ‘centre Read more […]
Sr Trust & Fiduciary Spclst Job in Boca Raton, Florida US
Sr Trust Fiduciary SpclstFiduciary expert that applies knowledge and skills in the area of trust and estate matters, investment management, wealth transition, charitable and financial planning to serve high net worth and institutional clients. May partner with a Relationship Manager or play the role of a relationship Manager in serving clients. Contributes to growth of the wealth management business by participating in and initiating new client acquisition through leveraging fiduciary skills and knowledge in the marketplace. In some cases, may administer and manage the risk of moderately complex Read more […]
Client Services Coordinator Job in Vienna, Virginia US
Client Services CoordinatorResponsibilities: This position is a client service coordination position. The successful candidate will: *Gather, organize and input client and prospect data into the CRM tool. * Manags data accuracy and integrity and keeps records current on prospect pipeline status for BD reporting purposes.* Respond to task requests from planning team members in a timely and accurate manner.* Prepare various deliverables which directly support client acquisition such as greetingletters, pitch books, service agreements and compliance materials. *Prepare and process all documentation Read more […]