Senior Compliance Advisor (CF10 level) recruitment
The Senior Compliance Advisor will report to the Head of Compliance Oversight with key responsibilities including:
- Acting as the key interface with the business areas providing compliance advice on various issues such as: policies, procedures, systems and controls,
- Ensure the implementation and execution of aspects of the annual compliance plan (in so far as they relate to this role)
- Check that regulatory reporting requirements are adhered to
- Assist the business in its preparation for visits from the regulators such as ARROW and thematic visits, including submission of information, interviews and feedback)
- Building and maintaining strong relationships with the business to enhance communication and understanding of compliance
- Advise on policy and regulatory developments and approve key compliance processes to ensure the business is up to date and aware of key issues
- Collaborate with peers on compliance and related business projects
This is a high profile role which requires extensive experience of working in the compliance department of a UK MiFID firm and an understanding of insurance broking and investment business. You should ideally have held the CF10 responsibility or operated at a similar level.
A commercial approach and broad knowledge of FSA handbook and relevant rules and regulations are essential for this role.
On offer is an exciting role with a highly attractive remuneration package.
July 12, 2012
• Tags: Insurance careers in the UK, Senior Compliance Advisor (CF10 level) recruitment • Posted in: Financial