Senior Compliance Advisor (CF10 level) recruitment

The Senior Compliance Advisor will report to the Head of Compliance Oversight with key responsibilities including:Acting as the key interface with the business areas providing compliance advice on various issues such as: policies, procedures, systems and controls,Ensure the implementation and execution of aspects of the annual compliance plan (in so far as they relate to this role)Check that regulatory reporting requirements are adhered toAssist the business in its preparation for visits from the regulators such as ARROW and thematic visits, including submission of information, interviews and feedback)Building Read more […]

July 12, 2012 • Tags: , • Posted in: Financial • Comments Off on Senior Compliance Advisor (CF10 level) recruitment