Senior Compliance Associate (Corporate)

FXCM Inc. (NYSE: FXCM) is a global online provider of foreign exchange (forex) trading and related services to retail and institutional customers world-wide.

At the heart of FXCM's client offering is No Dealing Desk forex trading. Clients benefit from FXCM's large network of forex liquidity providers enabling FXCM to offer competitive spreads on major currency pairs. Clients have the advantage of mobile trading, one-click order execution and trading from real-time charts. FXCM's U.K. subsidiary, Forex Capital Markets Limited, also offers CFD products with no re-quote trading and allows clients to trade oil, gold, silver and stock indices along with forex on one platform. In addition, FXCM offers educational courses on forex trading and provides free news and market research through DailyFX.com.

Purpose of Role

The Senior Compliance Associate is responsible for carrying out day to day tasks within the department such responding to regulatory requests, responding to inquiries from external departments and handling of Associate Persons and Branch Managers licensing and registration.

Principal Duties Responsibilities

Critical Knowledge, Skills Experience 

 Interfacing with:

March 29, 2013 • Tags: , • Posted in: Financial

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