Senior Compliance Manager Retail Banking

A Global Retail Bank require a Senior Compliance manager to provide regulatory advice and guidance across a portfolio of basic bank products and Direct as well as Indirect Distribution Channels such as the bank's branch network, call centres, third party sales teams, Digital and Mobile banking. You will provide regulatory support to the Global Retail Banking senior management team based in London and Hong Kong. Your key stakeholders will be specifically Global Heads of Products, Heads of Risk and Control. You will also engage extensively across wider compliance. As a Senior Manager you will assist in the development, deployment and continued oversight of globally consistent compliance policy.

Your key responsibilities will include;

Support the Retail Banking in the provision of clear consistent compliance advice and strategic guidance the business and wider.
Work closely with the wider Global Retail Bank management team to offer seamless compliance coverage across the global platform.
Partner with regional teams leveraging resources as needed to execute Compliance oversight and support of the business.
Input to the annual Compliance Plan and coordinate or carry out functional and thematic reviews in accordance with that Compliance Plan.
Drive consistency in local compliance risk assessments, ensuring that they are completed effectively, with monitoring plans prepared and executed.
Drive consistency in local compliance risk assessments, ensuring that they are completed effectively, with monitoring plans prepared and executed.
Provide compliance input into all projects and systems developments as they relate to the distribution of products globally.

For this role it is essential that you have the following experience;

Thorough understanding of global cross-border retail banking.
Practical knowledge of broad range of banking products and services with technical knowledge of Unsecured loan products especially Credit Cards and Personal Loan.
Experience of working in an international or global compliance function.
Experience of managing cross border projects and undertaking functional reviews.

To find out more please call Stephen Borner at Hays on 02034650110

May 14, 2014 • Tags:  • Posted in: Financial

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