Senior Manager, Compliance, Macquarie Funds Group
Senior Manager, Compliance, Macquarie Funds Group
- Macquarie Investment Management
- Sydney location
- Advance your Funds Management Compliance career
About the role:
Macquarie Funds Group (MFG) is Macquarie Group's funds management business. MFG is a full-service asset manager, offering a diverse range of products including infrastructure and real asset management, securities investment management and fund and equity based solutions. The group had $A343 billion assets under management at 31 March 2013. MFG has been managing assets for pension funds, institutions and retail investors since 1980 in Australia and 1929 in the US (through a predecessor firm of Delaware Investments). MFG has global reach, with a team of over 1,400 staff in Australia, Asia, the UK, Europe and the US. This role will support the Macquarie Investment Management (MIM) division within MFG and will have responsibility for supporting the business upon all compliance related matters.
Key responsibilities:
- Providing advice to the business on compliance implications arising from business changes (e.g. New Products) and regulatory change
- Reviewing, updating and implementing policies and procedures as required (including for offshore licence obligations)
- Managing and delivering on compliance projects and monitoring programs
- Senior Management, Board and Compliance Committee Reporting
- Providing complaints and incident management advice, resolution and reporting
- Promoting awareness of compliance obligations across the group
About you:
- Australian funds management specific compliance experience including Registered Management Investment Schemes
- Understanding of the legislative environment, specifically Compliance Plans and other licensing obligations under AFSL
- Achievement orientation with the ability to influence and affect change across a broad range of stakeholders
- Experience and established working relationships with regulators and industry bodies such as APRA, ASIC, and FSC
About Us:
The Risk Management Group (RMG) is an independent, centralised unit responsible for assessing and monitoring risks across Macquarie. This includes market and liquidity risk, credit risk, compliance risk and operational risk. RMG personnel liaise closely with all operating areas to ensure risks are understood and properly managed.
To apply, please follow the links below. For a confidential discussion call Scott Harris on 02 8237 6166
Advertised:
17 Jun 2013 Aus. Eastern Standard Time
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