Strategy & Execution Compliance Manager – Investment Bank – London
My client is a leading financial services firm and seeks a Strategy Execution (AVP) manager. This bank boasts of having one of the largest compliance teams within the industry and they are continuously increasing due to the ever increasing regulatory changes and scrutiny of the Financial Services.
This bank is currently undergoing massive changes and transformation to constantly stay ahead in the industry; which presents exciting opportunities and a positively challenging environment. The culture is ever evolving and with some of the best Compliance professionals leading the department, it is certainly one of the best teams to be part of.
The team works closely with senior business leaders to ensure they are the forefront of industry and market thinking on control and regulatory requirements; which play an integral role in their ability to do good business.
Strategy Execution manager’s main responsibility will include:
- Support senior management for Private Side Research compliance in all day to day matters.
- Support the compliance strategic change agenda, including CEP
- Consolidate Private Side Research Compliance deliverables related to the Compliance Enhancement Program and Risk Control book of work.
- Provide streamlined consolidation and reporting of compliance activities including regulatory developments, Monitoring, policies, strategic/annual plans, communications, training, issue tracking, MI and verification.
- Assist in the establishment of a global support model for Private Side Research Compliance.
To be considered for this role, you need to have the following:
- University degree or equivalent
- Experience and knowledge of Investment banking Knowledge of compliance regulatory control processes
- Demonstrate experience working under pressure to deliver within tight deadlines.
- Good communication skill and stakeholder management.
If you would like to know more about this position (or similar positions) please give me a call on 0207 092 3241 or drop me an email on d.bowenwright(at)eamesconsulting.com. Also please feel free to forward to someone that you know that will be interested in these roles or similar roles.
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