Compliance Managers – 2 Positions (Contract/ Perm) recruitment
Responsibilities1. Carry out daily trade monitoring and periodical transactions review with an eye for suspicious / unusual trade activities2. Conduct internal reviews to ensure compliance with all applicable laws regulations including Banking Act, SFA, FAA and SGX rules3. Identify potential risk areas / issues that require compliance checks and / or conduct special investigations on suspicious transactions4. Provide compliance advisory to business units in relation to new products and business initiatives5. Provide updates / advise on regulatory developments in relation to Banking Act, Read more […]
August 21, 2012
• Tags: 2 Positions (Contract, Compliance, Compliance Managers, Legal careers in the Singapore, Perm recruitment • Posted in: Financial • Comments Off on Compliance Managers – 2 Positions (Contract/ Perm) recruitment