Compliance Manager, Brokerage recruitment
The Company Our client, an expanding international Brokerage company, currently seeking an exceptional Compliance Manager. This role sits within the Legal Compliance team and oversees the compliance management across the business. The Role Designing, enhancing and maintaining the compliance frameworks; Ensuring that the firm adheres to currently legislation surrounding compliance requirements; Participating in new product development; Liaising with the organization’s stakeholders on a regular basis and providing relevant advice regarding compliance issues; Maintaining the internal control Read more […]
AVP – Relationship Management Associate recruitment
Principal responsibilitiesUndertake a structured onboarding schedule covering orientation, general banking operations, trade and credit, relationship management, wealth management, asset protection and commercial-related products and services Experience on-the-job training and practical, hands-on portfolio management duties for a range of Business Banking clients Grow an assigned portfolio of mainly borrowing customers through the effective management, development and retention of quality relationships Achieve business targets by identifying and realizing Read more […]
Fixed Income Trade Support recruitment
Assisting the Traders, you will be responsible for monitoring the day to day Fixed Income operations and ensuring back office instructions are sent and authorized accurately on a timely manner. You will be required to liaise closely with multiple contacts and use your initiative to resolve any Fixed Income trade discrepancies and provide status update to clients. In addition you may be required to help with KYC and AML procedures.To qualify, the individuals must possess:A minimum of 4 years experience in Fixed Income MarketsCompleted College SFC Exams: Paper 1Knowledge on how Fixed Income Securities Read more […]
VP, Internal Audit – Top Tier Investment Bank recruitment
European Investment BankLong Term Career OpportunitiesHighly Competitive Salary BenefitsOur client is a well-established European Investment Bank known for offering excellent development opportunities for high calibre candidates who wish to be part of their growth. As part of their strategic expansion, an outstanding opportunity has arisen for an experienced Internal Auditor to join their team focusing on their Equities business lines.Reporting to the Hong Kong Head of Internal Audit, you will be a member of the regional team with key focuses on Equities, Equity Derivatives, ECM and Corporate Read more […]
Treasury Associate / Senior Associate recruitment
Job Description:• Overseeing the group’s capital requirement and make available relevant financing plans at regional level;• Managing the group’s liquidity funding at regional level;• Participating and developing action plans in line with new business and new product development;• Working closely with business units, IT and other back office departments in the UAT of new system;• Assisting in establishing a sound Treasury management system includes the drafting of policies procedures for overseas offices;• Supervising and coaching junior staff on operational issues.Knowledge:• Knowledge Read more […]
Investment Compliance, Director Level, Private Banking, 85k-120k recruitment
The Company Our client is a leading global private bank with a renowned international presence. They are looking to add a senior level compliance candidate at the Director level to focus on Investment Compliance. The Role As a part of a growing compliance team, you will be reporting to Head of Compliance, responsible for performing investment product advisory as well as conducting regular compliance review and checking, staff dealing, individual and corporate licensing, account opening approval, compliance structuring with senior RMs, liaising with local regulators (SFC and HKMA), as well as liaising Read more […]
Regional AML Advisor – Global Corporate Bank recruitment
Reporting to the Regional Head of AML ComplianceNewly created headcountAbout Our ClientOur client is a leading Global Corporate Bank.Job DescriptionThis new role provides advice on AML and sanctions risks related to all clients in the region subject to Enhanced Due Diligence, customer due diligence (CDD) policy, including PEP and sanction affected entities, at customer acceptance and periodic customer review.The role supports the Financial Crime Risk management framework in the Bank, to be delivered through:advice on CDD policyadvice and escalation of higher risk relationshipstesting compliance Read more […]
Regional Compliance Assurance Manager (Ref : 214-003677-DL) recruitment
Key responsibilities:Participate in the Asia Pacific region-wide risk based quality assurance programme covering the Company’s funds operations compliance functions. Keep track of emerging regulatory trends and new legislation impacting the firm’s Investments funds businesses and use in conjunction with key accountabilities:Assist in the development and roll-out of regional standards, policies and practices and ensure their effective implementation of the standards and the product approval process.Assist in tracking of issues via detailed monitoring, verification, closure and reporting of issues/actions/recommendations Read more […]
Regional Head – Equities Product Control ( Director ) recruitment
As a result they are looking for an experienced Product Control head to support their Asian Equities trading desks, based out of HK. The successful candidate will manage a team of 20+ people (mainly based out of HK) – the team are responsible for a broad spectrum of activities including PL production and reporting , PL attribution and price verification , new deal review and substantiation as well as ad-hoc projects. This role will be the most senior PC role in the region, with a reporting line back into the global HQ – and you will be tasked with developing and growing the Product Control Read more […]
Vice President, Compliance Advisory (Corporate Banking & Capital Markets), Legal, Compliance & Secretariat recruitment
DBS is a leading financial services group in Asia, with over 200 branches across 15 markets. Headquartered and listed in Singapore, DBS is a market leader in Singapore with over four million customers and also has a growing presence in the three key Asian axes of growth, namely, Greater China, Southeast Asia and South Asia. The bank’s strong capital position, as well as “AA-” and “Aa1” credit ratings that are among the highest in the Asia-Pacific region, earned it Global Finance’s “Safest Bank in Asia” accolade for three consecutive years, in 2009, 2010 and 2011.ResponsibilitiesProvide quality Read more […]