Senior Compliance Manager, Advisory Compliance recruitment

PURPOSE OF ROLETo act as a Compliance Advisory Partner to teams within the Capital Markets and Strategic Transactions business units.  The role requires individuals to have a deep understanding of Capital Markets and Strategic Transactions activities, the regulatory requirements relating thereto, first-class relationship management skills and the ability to drive compliance culture within the business. CORE RESPONSIBILITIES* Establish strong relationships with the designated business area and drive forward compliance culture within the organisation, at all times ensuring the business owns Read more […]

May 18, 2012 • Tags: , , , • Posted in: Financial • Comments Off on Senior Compliance Manager, Advisory Compliance recruitment

SENIOR MANAGER – ADVISORY COMPLIANCE recruitment

S ENIOR MANAGER – ADVISORY COMPLIANCE – LONDONMy client, a major B ritish financial institution, is seeking a s enior manager to provide compliance advisory services to various private side teams. The successful candidate will be working directly with the Head of Private Side Advisory Compliance and will need to build and maintain strong relationships and d rive compliance c ulture within the business.Responsibilities:Understand the mainstream lending businesses and regulatory expectations relating to them.Provide the link between private side teams (including Project Finance, Acquisition Finance Read more […]

August 14, 2011 • Tags: , , , • Posted in: Financial • Comments Off on SENIOR MANAGER – ADVISORY COMPLIANCE recruitment