PMO – AML recruitment
Excellent Contract opportunity working for a leading Bank within there AML Change Programme. Requirement for experienced PMO professional with solid PMO experience from an financial services background. AML experience or evidence of having worked on an AML Programme would be particularly advantageous. Looking for candidates to have a strong background in PMO roles. Have experience in overseeing a portfolio of plans, establishing standards to be applied across a Programme and the ability to coach and influence project managers.
Director – KYC/AML recruitment
ResponsibilitiesIn the role you will:Conduct annual review of existing clientsReport on suspicious transactionsConduct due diligence and background check on suspicious casesConduct investigations and coordinate with Regional SecurityApproval of new account openingConduct compliance reviewMaintain and updated Watch listsMaintain internal control standardsCapabilitiesTo be successful in the role you have:A business/accountancy degreeAt least 5 years in retail banking/private banking environmentDirect involvement in control aspects of AML and KYCFamiliarity with HKMA regulationsFor more information Read more […]
Compliance Officer – Sanctions, AML recruitment
I am currently working on 3 Sanction roles across 2 top-tier Investment Banks based inLondon. The roles are: 1 Director level – salary range is £100 – 125k basic 1 Associate Director level – salary range is £70 – 80k basic 1 Analyst level – salary range is £40 – 50k basic Responsibilities: Provide advice, guidance and support to the AML local advisory teams of the relevant businesses on sanctions regimes and related policies, including advice regarding alerts produced by payment and client screening systems. In collaboration with the Senior Compliance Managers and Policy Manager in the Read more […]
COMPLIANCE TEAM LEAD, PRIVATE BANKING (KYC/AML) recruitment
Our client is a global private and investment bank that offers financial solutions and services around the world. It prides itself in managing various investment vehicles for high net-worth individuals, institutions, trusts and other clients. Their products include a broad range of equity, hybrid, fixed income, and cash management funds and accounts.The Group has continued regional expansion plans which as has brought about the need for a qualified individual to join its dynamic and proactive Compliance team, focusing on KYC and AML.ResponsibilitiesMaintain the compliance framework within the Private Read more […]
Regional Sanctions Compliance Manager – AML recruitment
Reporting to the Regional Sanctions Head based in HKPart of AML Compliance TeamAbout our ClientOur client is a Global Investment Bank.Job DescriptionSupport and assist Regional Sanctions Head in the implementation of the AML Sanctions Policy, and the various Global Sanctions Directives in the relevant APac business. Work closely with the Regional Sector AML Sanctions Head and the Regional AML Team in effectively managing AML/Sanction risks in APAC. Ensure the Bank’s adherence to applicable Sanctions laws and regulations in APAC with the development and implementation of a business-specific Regional Read more […]
Compliance Junior KYC/AML recruitment
This is an excellent opportunity for the right candidate to gain exposure to a compliance department within a brokerage firm and build upon their knowledge. We are looking for a friendly, outgoing and hardworking Junior to assist the current team with their day to day activities, and eventually take on more responsibilities. Exposure to Derivatives and Cash Equities an advantageKey respobsibilities include:Compliance Junior KYC/AML1. Collating compliance client information2. Managing Personal Account Dealing3. Managing FSA approved persons registrations4. Daily recording of Research publications5. Read more […]
Compliance Manager – AML recruitment
ResponsibilitiesTo assist in handling Anti-Money Laundering (“AML”) issues for the BankTo perform AML functions on an on-going basis, including detection and reporting of suspicious transactions and activitiesTo conduct reviews for the enhancement of the AML functions of the Bank, and perform AML risk assessment as and when requiredTo develop and promote risk-based tools/monitoring systems and maintain the AML related database for the BankTo assist in handling enquiries from the law enforcement/regulatory authorities in Hong KongTo communicate and coordinate with relevant departments on anti-money Read more […]
Business Analyst – IT Compliance, AML recruitment
You will be responsible for analyzing information to prepare business requirement documents and other project related documents, acting as liaison among business users, internal IT resources vendor, performing quality assurance, managing user testing and coordinating production releases.Requirements• At least 3 years of BA experience• Knowledge of Compliance – Know your clients (KYC), Market surveillance and AML reporting requirements• Familiarity with IT solution delivery processes• Clear and confident communication style – verbal and written• Assertive personality – able Read more […]