Assistant Compliance Manager, Asset Management ($20-35K) recruitment

The Company As one of the leading asset management firms, our client is identifying an experienced Assistant Compalince Manager to join their growing business. In this role you will be responsible for providing support to the Compliance Manager, assisting in the ongoing compliance monitoring, handling licensing matters, ensuring regulatory obligations are met and that adequate controls are in place. The Role Performing risk analysis on new business and new product; Assisting in reviewing the marketing materials to ensure that regulations are adhered to; Ensuring regulatory compliance is adhered Read more […]

August 14, 2012 • Tags: , , • Posted in: Financial • Comments Off on Assistant Compliance Manager, Asset Management ($20-35K) recruitment