Institutional Sales Manager – Germany

You will be overall responsible for the revenue stream coming from client relationships including cross-selling. You will own the contacts with senior management at these clients.You will need to have a detailed understanding of the institutional asset management industry with an excellent knowledge of emerging markets equity and fixed income. You will have a proven track record in client retention and cross-selling. You will be able to present to sophisticated, complex clients with a procative and innovative approach.Please apply if you have the relevant experience, only successful candidates Read more […]

October 11, 2009 • Tags: , • Posted in: Financial • Comments Off on Institutional Sales Manager – Germany

Client Director – Insurance

One of the leading players in institutional and retail investment management looking to hire a Director into their Client Relationship team. This seasoned individual will be responsible for handling the relationship between the firm and the financial institutionals. The role is based in central London.The ideal candidate will have a wealth of experience working within relationship management and asset management, working across all asset classes. They will also be working towards/ having completed a qualification to support this (CFA/IMC).To discuss this exciting and exclusive opportunity please Read more […]

September 2, 2009 • Tags: , , • Posted in: Financial • Comments Off on Client Director – Insurance

Credit Analyst

The role holder will provide analysis in support of the corporate bond holdings, and will communicate that view, within the investments team and to related outside parties if required.It is envisaged that the successful role holder will be given much responsibility quickly, and duties will likely include analysing financials and recommending trades, supervising the monitoring of credit exposures in bond funds and maintaining and developing the rating analysis system. In addition, you will liaise with other analysts, borrowers and colleagues (including within the equities teams) and conduct sectoral Read more […]

June 5, 2009 • Tags: , • Posted in: Financial • Comments Off on Credit Analyst

Senior Compliance Manager – Asset Management

With this, a Senior Manager within the Compliance team is required to take management and oversight responsibilities of the compliance monitoring function; But also covering a very hands on, and generalist role themselves. Deputy to the Compliance Director, with a broader role planned in future. Responsibilities: • Compliance support to the board and senior management, assuring them that the business is fully compliant and risk aware • Responsible for the development and on-going oversight of the risk based monitoring programme • Pre/Post trade monitoring and reporting – Escalating Read more […]

March 4, 2009 • Tags: , , • Posted in: Financial • Comments Off on Senior Compliance Manager – Asset Management

OPERATIONAL RISK MANAGER

Core Responsibilities:Contribute to the delivery of the annual Operational Risk plan by conducting regular risk reviews with business managers and specific operational risk assessments as agreed with the business. Work with the business managers to find acceptable value adding improvements to mitigate identified risks.Produce balanced reports communicating risk review findings to senior management.Be comfortable presenting findings both orally in meetings and in formal written reports.Contribute, and assist in the coordination, of the AAF01/06 Internal Controls report, interacting with the Reporting Read more […]

January 7, 2009 • Tags: , • Posted in: Financial • Comments Off on OPERATIONAL RISK MANAGER

Investment Control Associate

Duties will be to:Process trade authorization requests from investment professionals. Ensure that all authorisations are in compliance with all prospectus, regulatory, and internal investment guidelines.Perform periodic monitoring to ensure that funds are in compliance with all applicable regulatory rules and internal guidelines. Actively participate in investment group meetings to record changes in investment conviction and to communicate changes to appropriate investment professionals. Identify possible tax impacts associated with proposed authorizations by estimating capital gains, evaluating Read more […]

December 2, 2008 • Tags: , • Posted in: Financial • Comments Off on Investment Control Associate

Internship Opportunity – Newton Investment Mangement – Immediate Start

Newton Investment Management Limited is a London-based UK asset management subsidiary of The Bank of New York Mellon Corporation with £43bn of assets under management. We provide a broad range of award-winning investment products and services to individuals, pension funds, charities and corporations. This is across various different asset classes and strategies. Newton has offices in London, Edinburgh and Leeds. Newton’s ‘thematic’ investment process looks to identify the key social, economic and political changes in the world and then use these changes to identify investment opportunities. Read more […]

November 16, 2008 • Tags: , , , • Posted in: Financial • Comments Off on Internship Opportunity – Newton Investment Mangement – Immediate Start

Programme Manager – Technology Platform

Our client is looking to recruit a Programme Manager to manage the cross programme / project functions and work alongside the Senior Management team to provide them with a real-time consolidated and concise programme view.The successful candidate will work with the Programme Director and will provide active management and reporting across all constituent parts of the programme, including plans provided by external vendors, internal teams and core programme work streams.  The planning aspect of this role involves conducting detailed reviews of the individual workstream plans highlighting any conflicts Read more […]

September 16, 2008 • Tags: , , • Posted in: Financial • Comments Off on Programme Manager – Technology Platform

Regulatory Affairs Senior Consultant

ASA is currently recruiting on behalf of a Financial Services client for a Senior Consultant within their Regulatory Affairs – Strategy, Planning (and marketing) team. As a true business partner, you will be aligned closely with internal executives across the business, playing a vital role in helping their business to evolve as the regulatory environment changes. Your expertise in identifying and analysing emerging regulation and legislation will enable you to play a key role in supporting decision-making up to executive level. You’ll provide insights and expertise, developing constructive working Read more […]

September 3, 2008 • Tags: , • Posted in: Financial • Comments Off on Regulatory Affairs Senior Consultant

Relationship Analyst – Insurance Clients

The teams focus is on insurance clients within the UK and Ireland. Principle responsibilities will be:• Daily interaction and trouble shooting with extremely high profile clients in addition to acting as primary liaison for custodians and others • Acting as first point of contact for institutional clients in the Client Directors absence • Conducting daily cash and FX exposure analysis including daily trading of spot and forward FX, promissory notes, commercial paper and MM Funds • Managing trade booking process of all products including Mutual Funds, Equities, Convertibles and Options Read more […]

August 25, 2008 • Tags: , , • Posted in: Financial • Comments Off on Relationship Analyst – Insurance Clients