Associate, Capital Markets (Control Room), Group Compliance recruitment
Group Compliance is committed to implementing compliance best practices across the DBS Group to protect our reputation as well as our capital. It provides leadership, oversight and guidance for the establishment of a strong compliance culture and framework.ResponsibilitiesMonitoring the Chinese Walls within the Bank, particularly timely input and maintaining the Bank’s Restricted Lists (ie grey lists, blackout lists)Administering and implementing the Bank’s Blackout Lists and instituting the relevant restrictions on research, PIP and proprietary tradingMonitoring and clearing equity research Read more […]
April 9, 2012
• Tags: Associate, Capital Markets (Control Room), Capital Markets careers in the Singapore, Group Compliance recruitment • Posted in: Financial • Comments Off on Associate, Capital Markets (Control Room), Group Compliance recruitment