Senior Vice President / Vice President, Treasury & Markets Compliance, Group Compliance recruitment
DBS is a leading financial services group in Asia, with over 200 branches across 15 markets. Headquartered and listed in Singapore, DBS is a market leader in Singapore with over four million customers and also has a growing presence in the three key Asian axes of growth, namely, Greater China, Southeast Asia and South Asia. The bank’s strong capital position, as well as “AA-” and “Aa1” credit ratings that are among the highest in the Asia-Pacific region, earned it Global Finance’s “Safest Bank in Asia” accolade for three consecutive years, in 2009, 2010 and 2011.Group Compliance is committed to Read more […]
Compliance Director – Group Compliance recruitment
Compliance Director – LondonMy client, a top-tier global banking group, is seeking a Regulatory Compliance Director to join their team in London on a permanent basis. The successful candidate will be an ambassador for regulatory compliance at group level and will be a member of the sen ior management team. You will be expected to work with the business unit compliance function to deliver “fit for purpose” compliance risk management processes to mitigate regulatory compliance risk.This is a very high profile role that will be dealing with very seni or stakeholders within the business and as such Read more […]
Group Compliance recruitment
Reporting to the respective Compliance Division Heads and working in partnership with relevant business stakeholders, you will develop and implement appropriate compliance policies and procedures vis-à-vis regulations, international best practices and ethical standards within their technological and operational environments.You will be part of a team of compliance professionals providing value-added advice and services supporting various businesses within the Bank. On an ongoing basis, you will also conduct compliance reviews and testing using a risk-based approach to strengthen the Bank’s compliance Read more […]
Associate, Capital Markets (Control Room), Group Compliance recruitment
Group Compliance is committed to implementing compliance best practices across the DBS Group to protect our reputation as well as our capital. It provides leadership, oversight and guidance for the establishment of a strong compliance culture and framework.ResponsibilitiesMonitoring the Chinese Walls within the Bank, particularly timely input and maintaining the Bank’s Restricted Lists (ie grey lists, blackout lists)Administering and implementing the Bank’s Blackout Lists and instituting the relevant restrictions on research, PIP and proprietary tradingMonitoring and clearing equity research Read more […]