Private Banking Compliance Officer CF10/CF11 recruitment
Our client is one of the oldest and largest firms of private bankers with a large network of International offices. It provides a wide range of asset management and banking services to institutional and private clients worldwide.The firm is now looking to hire a Compliance Officer in London to join the Private Banking arm of the business and take responsibility for the Compliance Officer (CF10) and Money Laundering Reporting Officer (CF11). This individual must have a thorough understanding of the FSA rulebooks, in particular the COBS and CASS rules.The successful candidate will develop and deliver Read more […]
Head of Regulatory (CF10/CF11) recruitment
A specialist investment banking group which focuses on equity capital market activities, asset management and principal finance. With five offices in the UK, Channel Islands and Germany their ECM division offers a wide range of services for companies, institutional investors and other sophisticated clients, including stock broking, market-making and corporate finance. The asset management division manages specialist funds, with a particular focus on real estate, growth capital and alternative asset classes.The Role:A key strategic role has arisen for a senior regulatory lawyer to join the established Read more […]
MLRO – CF11 recruitment
Due to expansion my client an established Middle Eastern forex and CFD trading house have recently set up a London office. The business is steadily growing and has an excellent platform that it has brought to the market. Due to this London offices early success my client are recruiting for a full time MLRO to take on the CF10 and CF11 approved person status.My client are ideally looking for candidates with the following experience; Previously approved CF11 or CF10The ability to interpret the FSA, MiFID and Basel II requirementsHave been previously been in charge or part of at least one ARROW Read more […]