Compliance Analyst recruitment
Main Responsibilities Contribute on all compliance matters pertinent to the Asset Management International and the CIS Management Companies and particularly those matters focused on sales and marketing activities. Contribute to the design, development and execution of a risk based compliance monitoring approach across the International business. Sharing responsibility with the Sales and Distribution Team for: – implementation of the compliance monitoring oversight programme,sales and marketing activities of the business.Actively support the review of financial promotions. Liaise with European Offices Read more […]
Compliance Analyst recruitment
About the company This Global Asset Management firm manages investments across the full spectrum of global asset classes and strategies: fixed income, equities, commodities, structured products, real estate investment trusts, portable alpha and absolute return. Their aim is to add value for their clients in each of these strategies through their experience and expertise in fixed income and derivatives. Job description The Analysts primary responsibility will be the following:• Interpreting guideline documents, including Prospectuses and SAIs • Implementing investment restrictions into the Read more […]
Compliance Analyst recruitment
The oil equipment company Schlumberger is looking for a driven and self reliant Contract Analyst in their Beijing office. The company prefers candidates from the project construction industry. Ideal candidates will have the following attributes: – 5 or more years of experience in contract compliance – PRC citizen with excellent English skills – Aggressive, Ambituous and outgoing Preferably candidates will also have – Marketing contract experience – Negotiation experience
Compliance Analyst recruitment
Reporting to the Head of Compliance your duties will include;Review trades to ensure compliance with investment guidelines at time of trade.Create and maintain new security masters.Performance regular reviews of portfolios to ensure compliance client guidelines, internal policies and applicable regulations.Work closely with account managers and portfolio managers/traders to resolve issues relating to investment guidelines.Undertake ad hoc projects to enhance the efficiency of the Asia Investment Guidelines Compliance team including training and technology initiatives.Coordinate communications with Read more […]
Compliance Analyst recruitment
Specifically, the compliance analyst will be responsible for pieceing together compliance metrics across the AML team. This process is done mostly by manipulating Excel and other proprietary systems. The anaylyst will join a team of other compliance professionals to help complete risk assessments and the testing of policies and procedures. This position requires very strong Excel skills as the analyst will be responsible for montly AML reporting that wil eventually result in an annual report. Addditionally the candidate should have college degree, strong work ethic and a general understanding Read more […]
Compliance Analyst recruitment
Company OverviewBoston Trust Investment Management Company (Boston Trust) is a 100% employee owned firm that provides portfolio management services to individual and institutional clients. The firm manages more than $5 billion in client assets for institutional and high net worth investors. Boston Trust employs approximately fifty-five people and specializes in actively managed, high quality equity, fixed income and balanced portfolios. Walden Asset Management, a division of Boston Trust, is a leader in managing portfolios for clients whose overall investment objectives include environmental, Read more […]